Brief introduction of China Securities Regulatory Commission
China Securities Regulatory Commission is an institution directly under the State Council, which, according to laws, regulations and the State Council's authorization, uniformly supervises and manages the national securities and futures market, maintains the order of the securities and futures market and ensures its legal operation. ?
China Securities Regulatory Commission is located in Beijing, with 1 chairman, 4 vice-chairmen and 1 head of discipline inspection and supervision team. The conference organ has 20 functional departments, 1 inspection corps and 3 centers; According to Article 14 of the Securities Law, the China Securities Regulatory Commission also has a stock issuance review committee, which is composed of professionals from the China Securities Regulatory Commission and relevant experts hired outside the meeting.
China Securities Regulatory Commission has set up 36 securities regulatory bureaus in all provinces, autonomous regions, municipalities directly under the Central Government and cities with separate plans, and set up securities regulatory offices in Shanghai and Shenzhen. In March 2023, the Central Committee of the Communist Party of China and the State Council issued the Plan for the Reform of Party and State Institutions. China Securities Regulatory Commission has been reorganized as a directly affiliated institution of the State Council.
administrative establishment
China Securities Regulatory Commission has 572 administrative staff. There are 1 chairman and 4 vice-chairmen; There are 77 leadership positions at bureau level (including chief lawyer 1 person, chief risk officer 65438, chief prosecutor 1 person, full-time deputy secretary of Party committee 65438, secretary of discipline inspection commission 1 person).
The main responsibilities of China Securities Regulatory Commission
accountability
1, responsible for formulating securities laws and regulations and securities trading rules to maintain the healthy development of the securities market; ?
2. Be responsible for examining and approving the issuance of stocks, bonds, securities investment funds and other securities, as well as securities companies and securities investment consulting companies. ;
3. Responsible for information disclosure of listed companies, and coordinating investor lawsuits and disputes;
4, responsible for the supervision of securities trading, securities companies, securities investment consulting companies, as well as the protection of the rights and interests of securities investors;
5, responsible for investor education, promote the orderly development of the securities market.