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Basic Principles of Guiding Opinions on Preventing Financial Crimes of Employees
(1) Strengthening Party leadership and Party building. Conscientiously implement the general requirements of party building in the new era and the strategic deployment of strictly administering the party in an all-round way, compact the responsibility of party building at all levels, focus on strengthening system implementation, safeguard the seriousness and authority of laws and regulations, and ensure that the party's line, principles and policies are implemented to the letter in the banking and insurance industries.

(two) adhere to the combination of improving the long-term mechanism and short-term key punishment. Continue to strengthen the construction of risk internal control mechanism, solve the illegal and criminal problems in key areas with strong social reaction and frequent criminal cases, which have an important impact on the stable operation of banks and insurance institutions, combine punishment with prevention, treat both the symptoms and root causes, manage people and money, and build a strong institutional firewall.

(3) Adhere to the three-pronged approach of internal control, industry self-discipline and external supervision. Construct a trinity crime prevention work system of "implementing the main responsibility of institutions, establishing industry cooperation mechanism and strengthening external supervision and management" to form a governance pattern of joint management.

(four) adhere to the financial supervision departments and supervisory organs, public security organs and judicial organs to form a joint force to prevent and combat. Through the coordination of administrative law enforcement and criminal justice, we will play the role of case warning and establish a cross-regional, cross-departmental and cross-disciplinary supervision and punishment mechanism.

Legal basis:

Notice of the General Office of the State Council on printing and distributing the provisions on the internal structure and staffing of the main responsibilities of the China Banking Regulatory Commission

Responsibilities assigned in Article 1

(1) The supervisory duties of the People's Bank of China on banking financial institutions.

(2) Relevant duties of the former Financial Work Committee of the CPC Central Committee.

Article 2 Main responsibilities

(1) Formulating rules, regulations and measures for the supervision of banking financial institutions; Draft relevant laws and administrative regulations, and put forward suggestions for formulation and revision.

(2) Examining and approving the establishment, alteration, termination and business scope of banking financial institutions and their branches.

(3) Conduct on-site and off-site supervision of banking financial institutions, and investigate and deal with illegal acts according to law.

(4) Examining the qualifications of senior managers of banking financial institutions.

(five) responsible for the unified preparation of national banking financial institutions data and statements, copied to the People's Bank of China, and published in accordance with the relevant provisions of the state.

(six) in conjunction with the Ministry of Finance, the people's Bank and other departments to put forward opinions and suggestions on the emergency risk disposal of deposit-taking financial institutions.

(seven) responsible for the daily management of the board of supervisors of state-owned key banking financial institutions.

(eight) to undertake other tasks assigned by the State Council.