There are 65,438+02 types of regulated * * as defined in the Securities and Futures Ordinance of Hong Kong, of which the ninth type of license is an asset management license. With this business qualification, mainland enterprises can use Hong Kong as a transit point to provide portfolio management services such as stocks, funds and bonds for investors at home and abroad. However, with the increasingly strict examination by the Hong Kong Securities Regulatory Commission (SFC), the acquisition of Hong Kong No.9 license has become the main qualification acquisition.
According to the data released on 20 16, there are 165 asset management licenses approved by the Hong Kong Securities Regulatory Commission, many of which were acquired through the acquisition of Hong Kong No.9 license. Obtained in the form of transfer has no impact on the normal business of the enterprise, and is recognized by the CSRC, which is more suitable for units that urgently need to carry out overseas business.
At this stage, obtaining the No.9 Hong Kong license is of great significance to mainland private equity institutions. Obtaining an asset management license is equivalent to issuing a pass to private equity institutions to conduct business abroad, which can be more recognized by overseas investors, and at the same time, it can also feel the tax advantage of Hong Kong policy, which is incomparable to mainland licenses.
Since it comes to the acquisition and transfer of Hong Kong No.9 license plate, it is necessary to have an intuitive understanding of the application for Hong Kong No.9 license plate.
First of all, we must know that the Hong Kong Securities Regulatory Commission is very strict in approving business qualifications and licenses. In recent years, the issuance of licenses has become more stringent, and applicants need to meet higher conditions to obtain application qualifications. Hong Kong License No.9 requires the registration of Hong Kong companies or overseas legal persons.
In addition, for the normal operation of the company's activities, a monitoring system matching the business structure is needed. At the same time, risks are inevitable. If you don't have good solvency, you can't meet the requirements of bidding. You can consider acquiring Hong Kong No.9 license to start business.