Outline requirements

Master the concept, classification and characteristics of securities and valuable securities; Master the concept, characteristics and basic functions of the securities market; Master the classification of the securities market; Familiar with the composition and basic characteristics of securities market participants; Understand the development of the securities market; Understand the historical development and opening-up process of China's securities market.

Master the concept, nature, characteristics and types of stocks; Familiar with the value and price of stocks; Understand the main factors that affect the stock price; Understand the rights and obligations of ordinary shareholders.

Master the concept, par elements, nature and characteristics of bonds; Familiar with the classification of bonds, the similarities and differences between bonds and stocks; Familiar with the types of bonds in China.

Master the basic concepts, classification and characteristics of financial derivatives such as forward contracts, futures and options; Understand the existing financial derivatives in China.

Familiar with the operation mode of securities issuance and trading market; Understand the main indexes of China stock market.

Grasp the benefits and risks of securities investment.

First, the core test sites

(1) Overview of securities and securities market

1. Securities refer to all kinds of legal documents that record and express certain rights, which can take the form of paper, electronic and other state licenses.

2. Securities are worthless, but valuable. Securities is a form of virtual capital.

There are two concepts of marketable securities: broad sense and narrow sense. In a narrow sense, marketable securities refer to capital security (in textbooks, marketable securities refer to capital security), while in a broad sense, marketable securities include commodity securities, currency securities and capital security. See tables 1- 1 and 1-2 for detailed classification.

4. Securities are characterized by maturity, profitability, liquidity and risk. See table 1-3 for details.

5. The securities market is the place where stocks, bonds, investment fund shares and other valuable securities are issued and traded. The securities market is the product of the development of market economy to a certain stage, and it is a market to solve the contradiction between capital supply and demand and liquidity.

6. Characteristics of the securities market: The securities market is a place where values, property rights and risks are directly exchanged.

7. Basic functions of the securities market: financing investment function, pricing function and fund allocation function.

8. According to the hierarchical structure, the securities market can be divided into the issuing market and the trading market, or into the main board market, the second board market (GEM or high-tech enterprise board) and the third board market (agent share transfer); According to the product structure, the securities market can be divided into stock market, bond market, fund market and derivative product market. According to the structure of trading places, the securities market can be divided into tangible market and intangible market.

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