Overview of securities companies
A securities company refers to a limited liability company or a joint stock limited company with independent legal personality established with the approval of the the State Council securities regulatory authority in accordance with the provisions of the Company Law and the Securities Law. That is, securities brokerage companies, securities institutions that buy and sell securities as agents. Provide investors with a platform for buying and selling stocks to earn commissions.
An institution that helps issuers sell securities by underwriting or consignment. It underwrites the issuance of stocks, bonds or refinancing and earns underwriting fees.