Item (1) of Article 3 is amended as: "Directors, supervisors and senior managers of issuers, listed companies and unlisted public companies, or directors, supervisors and senior managers of other information disclosure obligors." Item (2) is amended as: "The controlling shareholder or actual controller of an issuer, listed company or unlisted public company, or the directors, supervisors and senior managers of the controlling shareholder or actual controller of an issuer, listed company or unlisted public company."

2. Article 4 is amended as: "A person who has been banned from the securities market by the China Securities Regulatory Commission shall not continue to engage in securities business in the original institution, shall not be a director, supervisor or senior manager of the original listed company or unlisted public company, shall not engage in securities business in any other institution, and shall not be a director, supervisor or senior manager of other listed companies or unlisted public companies." Persons banned from the securities market shall immediately stop engaging in securities business or perform the duties of directors, supervisors and senior managers of listed companies and unlisted public companies after receiving the decision of the China Securities Regulatory Commission to ban from the securities market, and their institutions shall terminate their banned positions in accordance with the prescribed procedures. "

3. Item (2) of Article 5 is amended as Item (2), (3) and (4) of Article 5: "(2) Persons engaged in securities business such as sponsorship, underwriting, asset management, margin trading and so on who are legally responsible deliberately fail to perform their obligations as stipulated by laws, administrative regulations or the China Securities Regulatory Commission, thus causing particularly serious consequences;" (three) in violation of laws, administrative regulations or the relevant provisions of the China Securities Regulatory Commission, to conceal or fabricate important facts and other particularly bad means, or the amount involved is particularly huge; "(four) in violation of laws, administrative regulations or the relevant provisions of the China Securities Regulatory Commission, engaged in fraudulent issuance, insider trading, market manipulation and other illegal acts. , seriously disrupting the order of the securities and futures market and causing serious social impact, or obtaining illegal gains and other improper benefits in a particularly large amount, or causing particularly serious damage to the interests of investors. "

4. One item is added as Item (5) of Article 5: "In case of violation of laws, administrative regulations or the relevant provisions of the China Securities Regulatory Commission, if the circumstances are serious, measures shall be taken to prohibit entry into the securities market, and there are acts such as deliberately issuing false important evidence, concealing or destroying important evidence. Obstructing or resisting the securities regulatory body and its staff from exercising their functions and powers of supervision, inspection and investigation according to law. "

One item is added as Item (6) of Article 5: "For violating laws, administrative regulations or relevant regulations of China Securities Regulatory Commission, he has been given administrative punishment by China Securities Regulatory Commission for more than three times in five years, or has been banned from the securities market within five years."

Six, fifth (three) to fifth (seven).

Seven, fifth (four) to fifth (eight).

This decision shall come into force on June 22, 20 15.

The Provisions on the Prohibition of Securities Market shall be revised and re-promulgated according to this decision.