Since its establishment, according to the Company Law, the Securities Law, the Measures for the Administration of Securities Companies and other relevant laws and regulations, and in line with the principle of maximizing the interests of shareholders and protecting the interests of investors, the company has established and gradually improved the rules and regulations system with the Articles of Association as the core, including the rules of procedure of three committees and the rules of procedure of subordinate special committees, and gradually improved the standardized deliberation and decision-making framework composed of shareholders' meeting, board of directors, board of supervisors, management team and professional committees. At the same time, the company has also established a mechanism of checks and balances among power organs, decision-making organs, supervision organs and business managers, and formed a perfect corporate governance structure system of deliberation, decision-making, authorization and execution.

The board of directors has a strategic decision-making committee, a remuneration and assessment committee, and the company has also set up a risk control committee and an asset-liability management committee. The company's headquarters consists of fixed-income securities headquarters, securities investment headquarters, asset entrusted management headquarters, corporate financing headquarters, retail customer headquarters, sales and trading headquarters, derivative products department, research institute, operation center, institutional customer service headquarters, risk supervision headquarters, legal compliance department, audit headquarters, information technology headquarters, planning and finance headquarters, human resources headquarters, president's office and other business and management departments. The company has two holding subsidiaries, five branches, 1 13 regional business departments and 59 securities service departments.