The main responsibilities of the China Securities Regulatory Commission:
1. To study and formulate guidelines, policies and development plans for the securities and futures market; Draft relevant laws and regulations on the securities and futures market, and put forward suggestions for formulation and revision; Formulate laws, regulations and measures for the supervision of securities and futures markets.
Two, the vertical leadership of the national securities and futures regulatory agencies, the implementation of centralized and unified supervision of the securities and futures market; Manage the leading bodies and members of relevant securities companies.
3. Supervise the issuance, listing, trading, custody and settlement of stocks, convertible bonds, bonds of securities companies and other securities designated by the the State Council Securities Regulatory Commission; Supervise the activities of securities investment funds; Approve the listing of corporate bonds; Supervise the trading activities of listed government bonds and corporate bonds.
Four, supervise the securities market behavior of listed companies and their shareholders, they must fulfill the relevant obligations according to law.
5. Supervise the listing, trading and settlement of domestic futures contracts; Supervise domestic institutions to engage in overseas futures according to regulations.
Legal basis: According to the provisions of the People's Republic of China (PRC) Securities Investment Fund Law, China Securities Regulatory Commission has the right to take the following regulatory measures when performing its duties according to law: Inspection is an important measure of fund supervision, which belongs to the way of in-process supervision. Inspection can be divided into daily inspection and annual inspection, as well as on-site inspection and off-site inspection.