Article 11 (a) of the Code of Conduct for Futures Practitioners (Revised) stipulates that employees shall not participate in futures trading in the name of individuals or others.

Article 14 (c) of the Code of Conduct for Futures Practitioners (Revised) stipulates that employees of futures investment consulting institutions shall not commit the following acts: (1) Providing or disseminating false or misleading information to customers by using the media or other means; (-) engaging in futures trading on behalf of customers; (three) other acts prohibited by the China Securities Regulatory Commission.

Item d of Article 7 of the Code of Conduct for Futures Practitioners (Revised) stipulates that practitioners should provide services to investors with professional skills, be cautious, diligent and conscientious, practice independently and objectively, and safeguard the legitimate rights and interests of investors.