Legal analysis: the supervisory measures of administrative punishment by the supervisory commission generally include: 1, supervision conversation and conversation reminder; 2. Pay attention, issue a letter of supervision concern and issue a warning letter; 3, recorded in the integrity file; 4, shall be ordered to make corrections; 5. Designate an intermediary agency for verification; 6. Require the submission of special reports, compliance inspection reports and information disclosure;

Legal basis: Article 191 of the Securities Law of People's Republic of China (PRC), if a securities company underwrites securities and commits any of the following acts, it shall be ordered to make corrections, given a warning, its illegal income shall be confiscated, and it may also be fined between 300,000 yuan and 600,000 yuan; If the circumstances are serious, the relevant business license shall be suspended or revoked. If losses are caused to other securities underwriting institutions or investors, they shall be liable for compensation according to law. Give a warning to the directly responsible person in charge and other directly responsible personnel, and may impose a fine of more than 30,000 yuan and less than 300,000 yuan; If the circumstances are serious, the post-holding qualification or securities practice qualification shall be revoked:

(a) false or misleading investors in advertising or other promotional activities;

(2) soliciting underwriting business by means of unfair competition;

(three) other acts in violation of the provisions of securities underwriting business.