(1) At the end of five consecutive trading days before the investor applies for the stock index futures trading code, the balance of available funds in the margin account is more than RMB 500,000;
(2) Investors have passed the knowledge test of stock index futures, and the qualified score line is 80 points;
(3) Investors must have records of 10 trading days, more than 20 stock index futures simulation transactions or more than 10 futures transactions in the last three years;
(4) The investor has no bad credit record;
Two. Information required for the first application for stock index futures trading code
(1) Proof of available fund balance in customer's futures margin account
At the end of five consecutive trading days before applying for trading code, the balance of available funds in the margin account is more than RMB 500,000.
(2) Proof of basic information of individual customers
(1) a scanned copy of the original personal customer ID card.
② Copies of the front and back of the personal customer ID card.
(3) Proof of basic information of general unit customers
(1) Copy of credit code certificate with three certificates in one.
② Copy of account opening permit
(3) Copies of the second-generation ID cards of the legal representative, account opening authorizer, instruction issuer, fund distributor and statement confirmer.
Note: all documents provided must be stamped with the new seal of the company to be effective.
(4) General corporate customers also need to provide:
Original supporting documents for participating in the internal control and risk management of stock index futures trading (with official seal)
Three. Coding conditions for secondary application of stock index futures
When applying for the secondary trading code of stock index futures in this company, investors should ensure that the trading codes of other futures companies are true and effective.
4. Information required for secondary application trading code of stock index futures.
(1) Second application for code certificate of customer stock index futures (① and ② choose one)
(1) The customer provides the settlement sheet of stock index futures trading (with business seal).
(2) CICC open query port.
(3) Other supporting documents stipulated by the Exchange.
(2) Proof of basic customer information
(1) is a customer of the company's goods.
Customers need to fill in the application form of transaction code.
② Non-company commodity customers
Customers who apply for stock index futures trading codes for the second time must meet the requirements of the Company for opening commodity futures accounts.
(3) investor education and risk disclosure
Fill in the "Special Disclosure of Stock Index Futures Trading Risks" and "Notes on Participating in Treasury Bond Futures Trading"