1. State organs and institutions

2 China Securities Regulatory Commission and its dispatched offices, futures exchanges, futures margin depository monitoring institutions, futures industry associations and their spouses.

3. The securities and futures markets are forbidden to enter.

4 units and individuals that fail to provide proof of account opening.

5. Persons without or with limited capacity for civil conduct.

6. Staff members of futures companies and their spouses

7. Personnel of securities companies engaged in intermediary business.

8. Other units and individuals that are not allowed to engage in futures trading as stipulated by the the State Council Futures Regulatory Authority.