Overview of Penghua Reform Bonus Share Fund (00 1 188)

Fund Name Penghua Reform Bonus Stock Fund Code 00 1 188

Investment type, value investment style, stock type

The initial issue scale is 3685224044.28, and the latest fund scale is 28879859 1.8 1.

Date of establishment 20 15-04-28 Fund Manager Wu Xuan

Fund Custodian China Industrial and Commercial Bank Fund Manager Penghua Fund Management Co., Ltd.

Accounting Firm PricewaterhouseCoopers Zhongtian Certified Public Accountants (Special General Partnership) Law Firm Guangdong Jiadexin Law Firm

Investment objectives The Fund is a stock fund. Under the premise of effectively controlling risks, select high-quality listed companies that benefit from the reform dividend and strive for excess returns and long-term capital appreciation.

Investment principle and proportion (1) The stock assets of the Fund account for 80%-95% of the fund assets; The share of non-cash fund assets benefiting from the reform dividend is not less than 80%;

(2) At the end of each trading day, after deducting the trading margin required by the stock index futures contract, keep the cash not less than 5% of the fund's net asset value or the government bonds with maturity within one year;

(3) The Fund holds securities issued by a company, and its market value does not exceed 65,438+00% of the fund's net asset value;

(4) All funds managed by the fund manager hold securities issued by a company, which does not exceed 65,438+00% of the securities;

(5) The market value of all warrants held by the Fund shall not exceed 3% of the net asset value of the Fund;

(6) All funds managed by the fund manager hold the same warrant, which shall not exceed 65,438+00% of the warrant;

(7) The total amount of warrants purchased by the Fund on any trading day shall not exceed 0.5% of the net asset value of the Fund on the previous trading day;

(8) The proportion of the Fund's investment in various asset-backed securities of the same original owner shall not exceed 65,438+00% of the fund's net asset value;

(9) The market value of all asset-backed securities held by the Fund shall not exceed 20% of the net asset value of the Fund, except for special varieties specified by the China Securities Regulatory Commission;

(10) The proportion of the Fund holding the same asset-backed securities (referring to the same credit rating) shall not exceed10% of the size of the asset-backed securities;

(1 1) All funds managed by the fund manager shall invest in various asset-backed securities of the same original equity holder, and shall not exceed10% of the total size of various asset-backed securities;

(12) The Fund invests in asset-backed securities with a credit rating of BBB or above. During the period when the Fund holds asset-backed securities, if its credit rating drops and it no longer meets the investment standards, it shall sell all of them within 3 months from the date when the rating report is issued;

(13) The fund's assets participate in the stock issuance and subscription, and the amount declared by the fund does not exceed the total assets of the fund, and the number of shares declared by the fund does not exceed the total number of shares to be issued by the company this time;

(14) The bond repurchase balance of the Fund in the national interbank market shall not exceed 40% of the net asset value of the Fund;

(15) the fund holds a single SME private placement bond, and its market value shall not exceed10% of the fund's net asset value;

(16) At the end of any trading day, the value of stock index futures contracts held by the Fund shall not exceed10% of the net asset value of the Fund;

(17) At the end of any trading day, the sum of the value of buying futures contracts held by the Fund and the market value of securities shall not exceed 95% of the net asset value of the Fund. Among them, marketable securities refer to stocks, bonds (excluding government bonds with maturity within one year), warrants, asset-backed securities, and financial assets bought and sold back (excluding pledged repurchase).

(18) At the end of any trading day, the value of the sold futures contracts held by the Fund shall not exceed 20% of the total market value of the stocks held by the Fund;

(19) The total market value of the stocks held by the Fund and the contract value (net calculation) of buying and selling stock index futures shall comply with the relevant provisions of the fund contract on the proportion of stock investment;

(20) The turnover of stock index futures contracts concluded by the Fund on any trading day (excluding liquidation) shall not exceed 20% of the net asset value of the Fund on the previous trading day;

(2 1) The total assets of the fund shall not exceed140% of the net assets of the fund;

(22) Other investment restrictions stipulated by laws and regulations, China Securities Regulatory Commission and fund contracts.

Principle of income distribution 1. Under the premise of meeting the dividend conditions of relevant funds, the number of income distributions of the Fund is up to 6 times a year, and the proportion of each income distribution shall not be less than 20% of the distributable profit. If the fund contract takes effect less than 3 months, no income distribution may be made;

2. There are two ways to distribute fund income: cash dividend and dividend reinvestment. Investors can choose cash dividends or automatically convert cash dividends into fund shares for reinvestment. If investors do not choose, the default income distribution method of the Fund is cash dividend;

3. After fund income distribution, the net value of fund shares cannot be lower than the face value, that is, the net value of fund shares minus the income distribution amount of each fund share on the base date of fund income distribution cannot be lower than the face value;

4. Each fund share enjoys equal distribution rights;

5. Where laws, regulations or regulatory authorities provide otherwise, such provisions shall prevail.