Question 2: How many kinds of securities are there? Securities: refers to various legal documents that record and show certain rights. Securities: refers to a voucher with a face value, which is used to prove that the holder or a specific subject designated by the securities has ownership or creditor's rights over a specific property. Securities have no value in themselves, but they represent certain property rights and are a form of virtual capital. Holders can obtain certain commodities, currencies, interests and dividends through securities. ) Classification of securities-1, narrow sense: capital security. 2. Broad sense: commodity securities, currency securities and capital security. (1) Commodity security: it is a certificate that proves the holder's ownership or right to use the commodity. (bill of lading, waybill, warehouse receipt) 2. Monetary securities: refers to valuable certificates that enable holders or third parties to obtain monetary claims. Commercial securities (commercial bills, promissory notes), bank securities (bank bills, promissory notes, checks) ③ Capital security: refers to securities generated by financial investment or activities directly related to financial investment. Securities classification 1, depending on the securities issuer. (* * * * securities, * * institutional securities, corporate securities) 2. According to whether it is listed on the stock exchange. (Listed securities, unlisted securities) 3. Classified by mode of provision. (Public offering securities, private offering securities) 4. According to the nature of the rights represented by securities. (stocks, bonds and other securities, such as fund securities and financial derivatives)
Question 3: What are the main types of securities? Hello, in response to your question, Guotai Junan Shanghai Branch gives the following answers.
Broadly speaking, securities include capital security, currency securities and commodity securities. The securities mentioned here refer to the securities stipulated in the Securities Law, that is, capital securities. Stock is only a major form of securities. At present, capital security issued and circulated in China stock market mainly includes stocks, funds, bonds, futures, warrants and other securities legally recognized by the State Council.
I hope our answer from Guotai Junan Securities Shanghai Branch will satisfy you!
Respondent: Yang Jingli, account manager of Guotai Junan Securities.
Guotai Junan Securities-Baidu knows that the enterprise platform is willing to serve you!
If you still have questions, please feel free to ask questions to official website of Guotai Junan Securities Shanghai Branch or Enterprise Knowledge Platform.
Question 4: What stocks, bonds, funds, warrants, margin financing and securities lending do securities products include?
Question 5: What are the types of securities investment in China? 2. The bond yield is not coupon rate, and the bond pays interest according to coupon rate, but you didn't buy it at face value when you bought it, and you didn't sell it at face value when you sold it. The compound interest calculated according to the actual transaction amount and interest is the investment yield of bonds.
3. Not entirely correct. If you buy bonds and hold them until you repay the principal and interest, the yield is equal to the market interest rate. However, due to changes in the macro environment, bond prices will also change. In addition to interest, investors also get the bid-ask spread, so the rate of return must be discounted according to the actual interest rate and calculated by interpolation.
Question 6: What kinds of securities markets are there in China? 6 passes are all A shares.
62 are all B shares.
65 Shanghai debt
Heavy debts
8 1 Shanghai comprehensive ranking
82 Shanghai B comprehensive ranking
83 depth comprehensive ranking
84 deep B comprehensive ranking
85 Shanghai Debt Comprehensive Ranking
86 Deep Debt Comprehensive Ranking
87 comprehensive ranking of Shenzhen and Shanghai
88 Shenzhen-Shanghai B comprehensive ranking
Comprehensive ranking of 89 small and medium-sized boards
8 1 1 comprehensive ranking of warrants
Question 7: What are the types of securities business in the securities industry? Classification, according to the provisions of China's securities law, the business of securities companies (brokers) can generally be divided into:
1, securities brokerage business, that is, the business of buying and selling stocks as an agent.
2. Investment banking, that is, underwriting and sponsoring the issuance of securities, and acting as a financial adviser in M&A activities.
3. Self-operated securities business, in which securities companies buy and sell stocks with free funds to earn price difference and profit.
4. Bond investment consulting business.
5. Asset management business.
Question 8: What types of investors in securities accounts need to entrust securities companies to buy stocks in the securities circulation market and open accounts with each other, that is, investors sign "entrustment contracts" with securities companies.
Securities companies should conduct necessary investigations in advance for investors to open accounts. For example, Rule 405th of new york Stock Exchange stipulates that its member brokerage companies should try their best to know the basic information of each customer and master the contents of the trading instructions received. If it is difficult for a securities company to know the customer's situation, it may require the customer to pay a deposit or ask the other party to find a bank guarantee. Its purpose is to ensure the safety and reliability of customers' credit, so that securities transactions can be carried out smoothly.
Usually, when you open an account, you should fill in the "Securities Entrusted Trading Contract". The contents include the client's name, gender, age, native place, occupation, address, service organization, position, telephone number, ID number and signature and seal. At the same time, the securities company will check the customer's ID card, compile the account number, fill in the "account opening card" and give it to the customer. In addition, customers should make necessary explanations for stock trading.
When opening an account, the securities company also provides customers with the required account type.
1. Cash account: After buying securities, the customer who opens this account shall pay off all the stock purchase price before the liquidation date. Similarly, after the sale of shares, the shares should also be delivered to the judge on or before the liquidation date. The specific date of the liquidation day is usually stated in the "transaction notice" sent to customers. In the United States, the fifth business day after the trading day is the liquidation day.
2. Margin account: also known as general account. When customers buy securities, securities companies will provide some financing to investors in the form of prepaid capital, and charge interest on the prepaid capital. For example, it is stipulated that the margin ratio of an account is 65%, which means that merchants should pay 65% of the securities price immediately when purchasing securities. The remaining 35% of the price, and pay interest. Interest is converted according to the borrowing cost provided by the securities.
3. Joint account: two or more investors open an account in a securities company in partnership. This kind of hukou is suitable for both husband and wife or father-son relationship.
4. Anytime account: When opening this account, the customer gives the securities company priority in writing, and agrees that the securities company will not negotiate with investors to conduct transactions, and the trading object, stock price, quantity and trading time are all selected by the securities company. Of course, brokers should take the premise of not harming the interests of customers.
In many countries, investors can only open accounts in securities companies when they reach the legal age. In Europe and America, the contractual behavior of minors is not legally binding, so minors can hold shares in name, but only parents can trade in the name of guardians.
Question 9: What are the classifications of securities companies? According to the provisions of China's securities law, the business of securities companies (brokers) can generally be divided into:
1, securities brokerage business, that is, the business of buying and selling stocks as an agent.
2. Investment banking, that is, underwriting and sponsoring the issuance of securities, and acting as a financial adviser in M&A activities.
3. Self-operated securities business, in which securities companies buy and sell stocks with free funds to earn price difference and profit.
4. Securities investment consulting business.
5. Asset management business.
Question 10: What is securities? What kinds of stocks are there? There are many kinds. Specifically, it is better for you to encyclopedia.