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How to open an account for margin trading and securities lending

The main conditions for opening a margin trading and securities lending account are as follows:

1. Individuals and institutions that comply with national laws and administrative regulations and are allowed to engage in securities trading, individual customers must be over 18 years old 1 year old and with full capacity for civil conduct. Ordinary securities accounts are required to engage in securities transactions in the company for no less than 6 months, that is, it takes 6 months to open an account;

2. Have securities securities of no less than 500,000 Assets are the basic threshold and are used for capital verification. 500,000 refers to the average daily market value of stocks held over 20 trading days; securities assets include transaction settlement funds, stocks, bonds, asset management plans, etc.;

3 , the assessment time is within 2 years, the customer risk assessment questionnaire is required to be C4, C5, and have strong risk tolerance. Those with the lowest risk tolerance or C1 are not allowed to open;

4. Good reputation, not in the company Individuals or institutions in the credit business "blacklist" database;

5. Non-shareholders and related parties of the company;

6. Comply with the company's suitability management regulations, and do not have Not suitable for carrying out margin trading and securities lending business.

Extended information:

1. How to open a margin trading account?

1. Before opening a margin trading account, you need to meet the following requirements: average daily assets of 500,000 yuan for 20 trading days, more than half a year of stock or futures trading experience, and a risk level of C4 or above. The above conditions must be met. After that, you can directly go to the corresponding securities company to open it. Only one margin trading account can be opened. If it is opened at Securities Company A, it cannot be opened at Securities Company B.

2. Margin margin trading implements T+1 transactions, two-way transactions, both long and short, and margin trading is adopted. The ratio of margin financing = margin / (number of stocks purchased through margin trading * number of stocks purchased price)*100%.

3. If investors conduct margin trading, they should always pay attention to changes in their accounts. If there is an early warning in the account, they should promptly add margin. Generally, if the maintenance guarantee ratio is lower than 140%, it will reach the early warning line, and if the maintenance guarantee ratio is lower than 130%, it will be the liquidation line. The additional maintenance guarantee ratio shall not be lower than 140%.

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