Personnel who have obtained the qualification examination certificate and are engaged in futures business shall apply to the association for qualification through their institutions in advance. Personnel who have not obtained qualifications shall not carry out futures business activities in institutions. The application conditions for futures qualification are as follows:

(a) moral integrity, with good professional ethics;

(2) It has been employed by this institution;

(3) It has not been subjected to criminal punishment or administrative punishment by China Securities Regulatory Commission and other financial regulatory agencies in the last three years;

(4) It has not been banned from the market by the China Securities Regulatory Commission and other financial regulatory agencies, or the ban period has expired;

(5) It has not been disqualified from securities and futures business due to illegal acts in the last three years;

(6) Other conditions stipulated by the China Securities Regulatory Commission.

Institutions shall not employ persons without professional qualifications to engage in futures business, and shall not resort to deceit in the process of applying for professional qualifications.

Where a futures practitioner resigns, is dismissed or dies, the institution shall report to the Association within 10 working days from the date of the above-mentioned situation, and the Association will cancel his qualification. ? If the relevant futures business license of an institution is cancelled, the association shall cancel the qualification of futures practitioners engaged in the corresponding futures business of the institution.

Free access to learning materials and knowledge maps of futures qualifications: /qh/xxzl/n238.html? fcode=h 1000026