A. Review of account opening qualifications

01) Customer types: natural person customers, legal person customers;

02) Account opening conditions: Any requirement permitted by the "Interim Regulations on Futures Management" Legal persons and natural persons participating in domestic futures trading can entrust our company to act as an agent for their futures business and become our customers.

03) Anyone who is under any of the following circumstances cannot become a client of our company:

a. A natural person who has no capacity for civil conduct or has limited capacity for civil conduct;

b . Staff members of futures regulatory authorities and futures exchanges;

c. Employees of the company and their spouses and immediate family members;

d. Persons prohibited from entering the futures market;

e. Financial institutions, public institutions and state agencies;

f. State-owned enterprises that fail to provide approval documents signed by their legal representatives or enterprises in which state-owned assets hold a controlling or dominant position;

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g. Failure to provide authorization documents when entrusting an account to be opened by an entity;

h. Other circumstances specified by the China Securities Regulatory Commission;

B. Account opening information

Necessary information for natural persons to open an account:

01) Copy of the customer’s ID card

02) Copy of the ID card of the designated person placing the order

03) A copy of the fund transferor’s ID card

04) Two additional copies of image data need to be collected. Including: frontal photo of the customer’s head and front-side scan of the customer’s ID card. (Effective from December 1, 2007, all futures companies across the country will implement it uniformly. For details, please refer to the document "China Securities Regulatory Commission Futures [2007] No. 257")

Legal person:

01) Copy of business license

02) Copy of tax registration certificate

03) Authorization document of legal representative

04) Copy of legal representative’s ID card

06) A copy of the ID card of the person who allocates funds

07) An additional 4 pieces of image data need to be collected. Including: a frontal photo of the account opening agent's head, a scanned copy of the account opening agent's ID card, a scanned copy of the business license (copy), and a scanned copy of the organization code certificate. (Effective from December 1, 2007, all futures companies across the country will implement it uniformly. For details, please refer to the document "China Securities Regulatory Commission Futures [2007] No. 257")

Image format requirements:

01) Photography Requirements: Frontal photo of the head, clear portrait, rich layers, natural expression, no obvious distortion, straight posture and upright head. The head occupies 2/3 of the photo size, the photo aspect ratio is 4 (height): 3 (width), 24-bit true color.

02) Requirements for scanned copies: images and text must be clear and legible, and the directions must not be reversed. The aspect ratio of the scanned document is the same as that of the original document.

03) Format requirements: All photos and scanned image data are in jpg format.

C. Signing a contract

The client or an authorized person signs a contract with the brokerage company.

01) Customer Instructions

02) Futures Trading Risk Statement

03) Customer Statement

04) Authorization of Legal Persons and Other Economic Organizations Book

05) Futures Brokerage Contract

06) Attachment 1: Futures Brokerage Company Electronic Trading Risk Disclosure Letter

07) Attachment 2: Electronic Futures Brokerage Trading Contract

08) Attachment 3: Supplementary Contract on Notification Method of Transaction Settlement Results

09) Attachment 4: Natural Person Futures Settlement Account Registration Form

10) Attachment 5 : Legal person futures settlement account registration form

11) Contract confirmation statement

D. Transaction code

After our company reports to the exchange and has been approved, we obtain the customer The transaction code (three exchanges correspond to three codes), this is the time when customers can officially start futures trading

E. Deposit funds

Customers can use cash, transfer or online Transfer method, transfer funds to our company, and after confirmation of arrival, you can start trading.