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Private placement fund custody agreement
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Investment cooperation agreement

Party A (investor+insurer+manager):

Party B (investor+insurer):

Through consultation, both parties reached an agreement on the futures investment in the cooperative account, and reached an agreement on the following terms:

1. General rule: Capital A and Party B jointly contribute to open a futures trading account in the name of Party A, with Party A as the instruction issuer and fund distributor. However, if either party wants to withdraw funds, it must obtain the unanimous written consent of the other party. The risks shall be borne by Party A and Party B in proportion to their capital contributions, and the investment income shall be evenly distributed by Party A and Party B in proportion to their capital contributions after deducting management fees and incentive fees.

2. Object: Futures investment varieties are limited to those of Shanghai Futures Exchange, Dalian Commodity Exchange and Zhengzhou Commodity Exchange.

Three. Contribution: The initial amount of the trading account is RMB10,000.00 Yuan, which shall be jointly contributed by Party A and Party B. ..

Four. Management: Party A provides specific operations of investment management, and has complete independent decision-making and execution space in the management and operation of cooperative accounts. By default, Party A informs Party B of the management and operation on a regular basis every month. If Party B thinks it is necessary to check the weekly operation, it may consult with Party A, and Party A may not refuse without justifiable reasons, but Party A may refuse to provide daily settlement documents and transaction records one by one.

Verb (abbreviation of verb) insurance: the loss amount of the trading account is 30% of the accumulated loss contribution, that is, the account funds are reduced to 10000 yuan; When the total equity of the account reaches below this limit, Party A must stop the investment operation as soon as possible, convert all the equity into capital and return it to Party B in proportion to the capital contribution. All losses shall be borne by Party A and Party B in proportion to their capital contributions. In addition, Party A will not bear any other loss risk of Party B. In order to control the risk, Party B may request the brokerage/securities company to assist in monitoring as much as possible; Party A promises to abide by professional standards and ethics, and carefully perform management duties.

The intransitive verb profit distribution:

1) Investment income After Party A's management expenses and incentive expenses are settled, Party A and Party B shall distribute the remaining investment income according to their respective investment proportions.

2) Management fee: Party A is only allowed to charge management fee if the investment income is positive. The management fee of Party A is 3% of the total annual account fee, which is charged monthly. The calculation of investment income is the total equity of the account on the management fee collection date (hereinafter referred to as the current period) minus the total equity of the account on the previous collection date (hereinafter referred to as the previous period). If it is the first collection, the initial account funds will be deducted.

3) Incentive fee: When the total equity of the account reaches a new high within five trading days from the date of offering, and the investment income of the current period is greater than 10 of the total equity of the previous period, Party A can get the incentive fee, which is equal to 20% of the balance after deducting the management fee from the investment income of the current period.

Seven, in order to facilitate the operation and safety of trading, the account is put into trading, and it is forbidden to withdraw money within half a year after the first position is established. If it is not for the health reasons of both parties, try not to withdraw within one year.

VIII. This Agreement is made in duplicate, one for each party; The terms of this agreement shall come into force as of the date of signing; Matters not covered herein shall be settled by both parties through friendly negotiation.

Second copy:

Party A: Party B:

Year, month, year, month, year

Party A: _ _ _ _ _ _ _ _ Industrial and Commercial Registration CertificateNo.: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _

Party B: _ _ _ _ _ _ _ _ _ _ ID number: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _

In the spirit of equality, mutual benefit and friendly cooperation, Party A and Party B reached this contract through friendly negotiation, and solemnly declared that they would abide by it together.

1. Party B entrusts Party A to operate the securities account opened by Party B in _ _ _ _ _ _ _ (securities business department). The securities account number is Shenzhen-Shanghai-the capital account number is _ _ _ _ _ _ _ _ _. The transaction password is shared by both parties, and Party B can inquire, but cannot operate.

Two. The term is one year, starting from the year of _ _ _ _ _ _ _ _ _.

3. The entrusting party has the right and obligation to keep abreast of the implementation of the investment account.

4. Profit distribution:

According to the margin rights and interests transferred to the securities investment account by the entrusting party, the profit distribution is carried out by the segmented addition system, and the specific distribution ratio is as follows:

(The distribution right listed below refers to the net profit after excluding the principal entrusted by the entrusting party. )

(1) The profit of this investment account accounts for 0%- 100% of the total interest of the account after the closing of the public settlement date. For the part of the net capital allocated by the trustee in its investment account, the allocation ratio between the entrusting party and the trustee is 6: 4.

(2) The profit of the investment account accounts for more than 65,438+000%-200% of the total interest of the account funds after the closing of the public settlement date. The distribution part of the net capital of the investment account belongs to the trustee, and the distribution ratio between the client and the trustee is 5: 5.

(3) After the closing of the public settlement date, the profit of the investment account accounts for more than 200%-300% of the total interest of the account funds. For the part of the net capital allocated by the trustee in its investment account, the allocation ratio between the entrusting party and the trustee is 4: 6.

(4) After the closing of the public settlement date, the profit of the investment account accounts for more than 300%-400% of the total interest of the account. For the part of the net capital of the investment account belonging to the trustee, the distribution ratio between the entrusting party and the trustee is 3: 7.

(5) The profit of the investment account accounts for more than 400% of the total interest of the account funds after the closing of the public settlement date, and the distribution ratio of the entrusting party to the entrusted party in the net capital of its investment account is 2: 8.

(6) Calculated according to the above subsection proportion, and then accumulated to obtain the distribution profits obtained by the entrusting party and the entrusted party respectively.

Once the profits of this agreement are distributed, this agreement will be terminated on the same day if there is no objection after the distribution.

5. Risk bearing: The entrusting party only bears 10% of the loss of entrusted working capital. When the entrusted funds reach or approach the loss of 10%, the entrusting party shall require the entrusted party to immediately and unconditionally close all positions; Otherwise, if the loss exceeds 10%, the client shall bear the excess. When the loss reaches 5%, the entrusting party may issue a notice of additional margin to the entrusted party. If the Trustee fails to add the security deposit on time, the Trustee may force the liquidation, and the liquidation amount is 8% to 10% of the loss, and the losses caused thereby shall be borne by the Trustee.

6. Calculation of net value: The fund equity after closing on the day of public settlement is taken as the liquidation basis.

(1) If this agreement is terminated, it shall be implemented in accordance with the relevant provisions of this agreement. Transfer the net capital belonging to the entrusting party to the entrusted account. (Agreement terminated)

(2) If this agreement continues to be valid, the net fund value of the entrusting party will be readjusted after the closing of the public settlement date as the basis for the next public settlement date.

(3) Special note: During the execution of the entrustment contract, the entrusting party shall not withdraw the funds without the consent of the entrusted party.

Four. Agreement on profit distribution date

(1) Neither the entrusting party nor the entrusted party may terminate the contract without reason. If one party needs to terminate the contract for special reasons, it shall issue a statement to the partner 10 working days in advance.

(2) Before the termination date of the agreement. When the profit generated by the entrusted account exceeds 80% of the principal. Both the entrusting party and the entrusted party may unilaterally propose to perform the contract according to the distribution ratio of rights and interests stipulated in the contract and treaty. Before the implementation of the treaty, the partner shall be notified 3 working days in advance.

(3) within three months after the entry into force of the treaty. If the entrusting party unilaterally terminates the contract, all the income generated from the entrusted account shall be owned by the entrusting party. The entrusting party will recover the principal, and if the entrusting party has losses in recovering the principal, the entrusting party will contribute to make up for the loss of the principal.

(4) If either party breaches the contract without reason, this contract will be terminated. The breaching party must pay the other party a penalty of 10% of the principal.

Signature of the entrusting party

Signature of trustee

Date: Year Month Day