Yunnan hongta group Co., Ltd. holds 20% of the shares;
China FAW Group Corporation holds 5.1%;
Beijing Urban Construction Investment Development Co., Ltd. holds 4.9%. The business scope of the company: agent buying and selling of securities (including foreign shares of domestic listed companies), agent servicing and dividend distribution of securities, securities custody and verification, agent registration and account opening, proprietary trading of securities, securities underwriting (including lead underwriting), securities investment consulting (including financial consultants), customer asset management, direct investment and other businesses approved by China Securities Regulatory Commission. The industry position of Guo Xin securities market is outstanding and its competitive advantage is obvious. In the ranking of national securities companies' operating performance sponsored by China Securities Association, the market position of various businesses of the company is as follows: Investment banking: it was rated as "the best sponsor institution" by Shenzhen Stock Exchange for three consecutive years from 2006 to 2008. From 2006 to 2009, the number of stock issuers ranked first in the industry for four consecutive years. In 2009, there were 22 stock issuers, ranking first in the industry; The total underwriting amount is 32 billion yuan, ranking third in the industry; There are 4 projects listed on GEM, accounting for11%of all 36 enterprises; Three projects passed the major asset restructuring audit, ranking second in the market; Accumulatively sponsored and issued 42 IPO projects of SME board, exceeding 65,438+02% of all IPO projects of SME board, ranking first in the industry; Sponsor 10 1, ranking first in the industry. In 2009, Guo Xin Investment Bank also set a market record of listing five companies on two third boards in one week. Brokerage business: from 2005 to 2007, the total transaction volume of equity funds ranked fourth in the industry; In 2008, the number of business departments ranked 18 entered the top three in the stock fund trading volume industry, and the average net income of individual business departments ranked third in the industry; In 2009, the market share of the company's stock funds increased to 4.7%, ranking third in the industry, while the market share of large securities firms declined as a whole. The average transaction volume of a single business department ranks first among the top 20 brokers with market share, and Guo Xin Securities ranks the top 6 in the national market 10 stock-based equity trading department. In 2007, Guo Xin Securities took the lead in independently developing and promoting mobile phone securities in the industry. At present, the registered users of Guo Xin "Golden Sun" mobile phone securities have exceeded 2 million, and it has been selected as the only securities application in China by iPhone, becoming a leading brand in the market. Asset management business: Guosen Securities takes the lead in standardizing the asset management business among domestic securities firms, manages clients' assets with international standards and fund models, with standardized and steady operation and high return on investment, and has formed a good reputation in the market. Guoxin "Gold Financial Management" has become a well-known and reputable financial management brand in the market. In 2008, the scale of asset management business grew against the market, ranking fourth in the net income industry, and taking the lead in setting up electronic wealth management products in the industry, which was determined as the industry standard by the CSRC; In 2009, the scale of Guoxin's collective asset management plan ranked fourth in the industry in the published data, and the annual return rate of Guoxin's gold wealth management "value growth" and "classic portfolio" collective wealth management plan ranked first and second among 37 securities firms' collective wealth management products, and ranked first among securities firms' collective wealth management stock and FOF products. The gold wealth management "value growth" collective asset management plan was rated as "five-star investment and wealth management products" by domestic professional institutions. In 2009, Guo Xin launched the world's first "gold wealth management income swap collective asset management plan", raising 2.7 billion yuan, exceeding the scale of wealth management products and equity funds raised by brokers in the same period. Self-investment business: After establishing the strategy of developing into a low-risk and controllable risk field, Guo Xin Securities moderately controlled the scale of self-investment business. On this premise, actively explore the investment mode with the characteristics of securities companies, implement the investment manager responsibility system, and basically form a set of investment management system and operation mechanism that is different from fund companies and absorbs the professional knowledge of securities companies, with strong investment ability. Guosen Securities also actively explores alternative investment business, and has formed strong professional capabilities in derivative products such as warrant creation. Research business: Guoxin Securities takes the lead in implementing the chief analyst system in the industry, innovating the seller's research business and establishing the institutional advantage of research. The company has formed a first-class research team with the chief analyst as the core. Research team 1 15 people, including chief analyst 16 people and nearly 30 senior analysts. The research strength covers macroeconomics, major industries and listed companies. From 2005 to 2009, it was rated as "the most influential research team" in the selection of New Fortune and won the "Best Analyst" award for 70 times. Fixed-income securities business: Guo Xin Securities has established an integrated operation mode of issuing, underwriting and selling fixed-income securities. In 2008, the sales of treasury bonds and financial bonds were among the best among 10 brokers. Since 2008, they have served as the lead underwriters of nine corporate bonds, and in 2008, they initiated the credit enhancement scheme of corporate bonds secured by BT agreement accounts receivable pledge in Hefei, which created a new idea of credit enhancement of corporate bonds in China. In 2008, Guo Xin Securities achieved the highest bond trading volume in the inter-bank bond market. In 2009, seven corporate bonds were underwritten with an underwriting amount of 654.38+05.366 billion yuan. Corporate bonds are not underwritten, and the principal and interest of issued securities are not deferred. The sales volume of national debt is 1 193 billion yuan, ranking seventh among securities companies. Guosen Securities is the first market maker of the integrated electronic platform of fixed-income securities in Shanghai Stock Exchange, ranking first in comprehensive terms for three consecutive years from 2007 to 2009. Information technology: A number of industry-leading information application systems such as enterprise-level securities e-commerce platform, innovative comprehensive intelligent brokerage business platform, CRM customer service platform, Golden Sun Mobile Securities and 95536 multi-level telephone financial center have been developed and completed. In 2008, the enterprise-level securities e-commerce platform won the "Second Prize of Science and Technology in Securities and Futures Industry". In 2009, three key systems, namely centralized trading system, online securities system and network system, passed the first three-level demand assessment of hierarchical protection in Shenzhen WeChat official account. Goldsun Mobile Securities System won the "2009 Science and Technology Progress Award of Securities and Futures Industry" and "Best Mobile Securities Award". Other businesses: margin financing and securities lending business: the first margin financing and securities lending transaction was launched on 2065 438+03 3 10, and Guoxin Securities won the first margin financing and securities lending account in China, and all the first three orders were settled in Guoxin Securities. Futures business: Guosen Securities established a wholly-owned subsidiary, Guosen Futures Co., Ltd. to carry out futures business. The registered capital of futures companies ranks in the forefront of the industry, * * * owns 10 business department, and the securities business department of Guosen Securities supports IB business. & lt/FONT & gt； Direct investment business: Guo Xin Securities established Guo Xin Hongsheng Investment Co., Ltd., a wholly-owned subsidiary, to carry out direct investment business. In 2009, * * * invested in 13 projects, of which 3 projects have been listed on the Growth Enterprise Market; Guo Xin has also established a wholly-owned subsidiary, Guo Xin Securities (HK) Financial Holding Co., Ltd., to carry out international business.