(1) The customer's fund account frequently receives and pays cash close to the standard of large cash transactions for unknown reasons, which obviously circumvents the monitoring of large cash transactions.
(2) Customers with no transaction or small transaction volume request to transfer a large amount of funds to other people's accounts, and there is no obvious transaction purpose or use.
(3) The customer's securities account has been idle for a long time, but the fund account frequently receives and pays large sums of money.
(4) accounts that have been idle for a long time are suddenly opened for unknown reasons, and a large number of securities transactions occur in a short time.
(5) Having business dealings with countries and regions with high money laundering risks.
(6) buying and selling securities in a large amount in a short time after opening an account, and then quickly closing the position.
(seven) customers do not conduct futures trading for a long time or a small amount, but there are a lot of funds in their capital accounts.
(8) Customers who have not conducted futures trading for a long time suddenly conduct futures trading frequently in the short term for unknown reasons, and the amount of funds is huge.
(9) Customers frequently take the same futures contract as the target, open positions at one price, close positions at the same or roughly the same price, the same amount or almost the same amount, and then withdraw funds.
(10) The customer, as the seller of futures trading, fails to provide complete customs declaration documents and tax payment vouchers, or provides forged or altered customs declaration documents and tax payment vouchers.
(1 1) The client requested to transfer the fund shares in a non-trading way and could not provide legal documents.
(12) The customer frequently transfers the fund shares to custody without reasonable reasons.
(thirteen) the customer requests to change its information, but the relevant documents and materials provided are suspected of being forged or altered.
Extended Information Article 14 Except in the circumstances specified in Articles 11, 12 and 13 of these Measures, if financial institutions and their staff find other transactions abnormal in terms of amount, frequency, flow direction and nature, they shall submit suspicious transaction reports to China Anti-Money Laundering Monitoring and Analysis Center.
Fifteenth financial institutions shall, in accordance with these measures, analyze and identify the transactions involved in all suspicious transaction reports submitted to China Anti-Money Laundering Monitoring and Analysis Center. If there are reasonable reasons to believe that transactions or customers are related to money laundering, terrorist activities and other illegal and criminal activities, they should also report to the local branch of the People's Bank of China and cooperate with the administrative investigation of anti-money laundering of the People's Bank of China.
Order of the Central People's Government-China People's Bank