(a) institutions engaged in securities or futures investment consulting business, there are more than five full-time personnel who have obtained securities and futures investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities and futures investment consulting qualifications; At least one of the senior managers has obtained the qualification of securities and futures investment consulting;
(2) The registered capital is more than RMB1000000;
(3) Having a fixed business place and communication and other information transmission facilities suitable for the business;
(4) Having articles of association;
(5) Having a sound internal management system;
(6) Having other conditions required by the China Securities Regulatory Commission.
Extended data:
To deeply understand the concept of financial investment, we must understand the relationship and difference between financial investment and physical investment.
First of all, investors are different. Physical investors are both direct investors and fund demanders. They use funds to directly engage in production and business activities, such as investing in setting up factories, buying equipment or engaging in business activities.
The subjects of financial investment are indirect investors and fund providers. They provide funds to the financial market by depositing funds in credit institutions, which issue loans, or by participating in fund investment and buying securities.
Second, the investment objects or objects are different. The object of physical investment is all kinds of physical assets, that is, the funds are used to buy fixed assets or current assets such as machinery and equipment, factories and raw materials; The object of financial investment is various financial assets, such as deposits or the purchase of securities.
Third, the investment purpose is different. The purpose of real investment is to engage in production and operation activities, gain profits from production and operation, and directly form social material productivity due to the increase of asset stock and social wealth. From the relationship between input and output, physical investment is a kind of direct investment, which can be called "industrial investment".
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