Order of the People's Government of Hainan Province

(No. 265)

The "Catalogue of Pre-approval Matters for Industrial and Commercial Registration in Hainan Province (Revised)" was issued in February 2017 It was reviewed and approved at the 80th executive meeting of the Sixth Hainan Provincial People's Government on the 28th, and is hereby announced and will come into effect from the date of promulgation. The original "Hainan Provincial Industrial and Commercial Registration Preliminary Approval Items Catalog" (Hainan Provincial People's Government Order No. 257) was abolished at the same time.

Governor Liu Cigui

March 17, 2017

Catalogue of pre-approval matters for industrial and commercial registration in Hainan Province (revised)

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Serial number Project name Sub-project name Implementation agency setting basis 1 Banking industry approval of the establishment, change, termination and business scope approval of Chinese-funded banking financial institutions and their branches, the China Banking Regulatory Commission's "The People's Republic of China and the Bank of China" The Industrial Supervision and Administration Law, the Commercial Bank Law of the People's Republic of China, and the Regulations on the Administration of Foreign-funded Banks (State Council Decree No. 478). Approval for the establishment of foreign-funded banks' business institutions and their branches, changes in registered capital or working capital of foreign-funded banks, Change the name of the institution, business place or office, adjust the business scope, change shareholders or adjust the shareholding ratio of shareholders, amend the articles of association, and terminate the approval 2 Non-bank financial institutions Approval of the establishment, change, termination and business scope of non-bank financial institutions (branches) Examine and approve the Banking Regulatory Commission's "Bank Supervision Law of the People's Republic of China and the State Council", "Regulations on Financial Asset Management Companies" (State Council Order No. 297), and "Decision of the State Council on Cancellation and Adjustment of a Group of Administrative Approval Items and Other Matters" (State Council [State Council] 2015〕No. 11) 3. Insurance industry approval for the establishment of insurance companies and their branches. The China Insurance Regulatory Commission's "Insurance Law of the People's Republic of China" and "Decision of the State Council on the Establishment of Administrative Licensing for Administrative Approval Items that Really Need to Be Retained" (State Council Order No. 412 No.) "Decision of the State Council on Cancellation and Adjustment of a Group of Administrative Approval Items and Other Matters" (Guofa [2015] No. 11) Insurance companies change their names, change their registered capital, change the business premises of the company or branches, cancel branches, companies Approval of division or merger, modification of company articles of association, change of shareholders whose capital contribution accounts for more than 5% of the total capital of a limited liability company, or change of shareholders holding more than 5% of the shares of a joint-stock company and insurance company termination (dissolution, bankruptcy) Approval for the establishment and merger, division, change, and dissolution of exclusive self-insurance organizations and mutual insurance organizations. Approval for mergers, divisions, changes, and dissolution of insurance group companies and insurance holding companies. Approval for changes in major matters of insurance asset management companies.

Examination and approval of the termination (dissolution, bankruptcy and cancellation of branches) of insurance asset management companies and their branches. The China Insurance Regulatory Commission (together with the China Securities Regulatory Commission) 4 foreign-invested enterprises and enterprises invested by Taiwan, Hong Kong and Macao overseas Chinese shall examine and approve foreign-invested enterprises that are subject to special access management measures stipulated by the state. The establishment and change of enterprises invested by Taiwan, Hong Kong and Macao are subject to the approval of the Ministry of Commerce, departments authorized by the State Council and local people's governments, "Law of the People's Republic of China on Sino-foreign Joint Ventures", "Law of the People's Republic of China on Sino-foreign Joint Ventures", "Law of the People's Republic of China on Sino-foreign Joint Ventures", The Investment Protection Law of the People's Republic of China and Taiwan Compatriots, the Law of the People's Republic of China and Foreign-Funded Enterprises, 5. Approval of trading venues. Approval of trading venues using the word "exchange" shall be approved by the State Council or the financial management department of the State Council, and provincial people's governments. "Decision of the State Council on Cleaning up and Rectifying Various Trading Places to Effectively Prevent Financial Risks" (Guofa [2011] No. 38). Trading places engaged in the trading of insurance, credit, gold and other financial products shall be approved by the relevant financial management department of the State Council. 6 The futures industry shall be approved for the establishment of futures. The trading venue shall review and approve the Securities Regulatory Commission's "Futures Trading Management Regulations" (State Council Order No. 627). The establishment of a special settlement institution for futures shall review and approve the domestic and overseas futures brokerage business of futures companies and the futures investment consulting business. Other futures business institutions shall be licensed to engage in futures investment consulting business. Qualification Approval Approval for merger, division, dissolution or bankruptcy of futures companies, change of business scope, change of registered capital and adjustment of equity structure, approval of new shareholders holding more than 5% of the equity or changes in controlling shareholders 7 Securities Industry Approval for the Establishment of Securities Companies Approval China Securities Regulatory Commission "Securities Law of the People's Republic of China" and "Regulations on the Supervision and Administration of Securities Companies" (State Council Order No. 522, as amended in accordance with the "Decision of the State Council on Amending Some Administrative Regulations" on July 29, 2014) The establishment, acquisition or acquisition of securities companies Cancel branches, change business scope, increase registered capital and make major adjustments to the equity structure, reduce registered capital, change shareholders and actual controllers holding more than 5% of the equity, change important clauses in the company's articles of association, merge, split, Approval for dissolution and bankruptcy Approval for establishment and dissolution of securities registration and clearing institutions Approval for securities companies to provide financing bond services for customers to buy and sell securities Approval for dissolution of securities financial companies Approval for establishment of stock exchanges 8 Approval for financing guarantee institutions Approval for establishment and change of financing guarantee institutions Approval for provincial people Departments determined by the government "Decision of the State Council on Establishing Administrative Licensing for Administrative Approval Items that Really Need to Be Retained" (State Council Order No. 412) "Decision of the State Council on Amending the "Decision of the State Council on Establishing Administrative Licensing for Administrative Approval Items that Really Need to Be Retained" Decision" (State Council Order No. 548 "Interim Measures for the Administration of Financing Guarantee Companies" (CBRC Order No. 3, 2010) 9 Hazardous Chemicals Business License Hazardous Chemicals Business License County-level, districted city-level people's government safety production supervision Management Department's "Regulations on the Safety Management of Hazardous Chemicals" (State Council Order No. 591)