Huaxin Securities Co., Ltd. was approved by China Securities Regulatory Commission and registered in Shenzhen in March, 20001with a registered capital of 654.38+06 billion yuan. The company was newly established after capital increase and reorganization on the basis of the original Xi 'an Securities Co., Ltd. ..
What is a securities company?
A securities company refers to a limited liability company or a joint stock limited company with independent legal personality, which is established with the approval of the the State Council securities regulatory authority in accordance with the provisions of the Company Law and the Securities Law and specializes in securities business.
What is the business scope of a securities company?
(1) securities broker;
(2) Securities investment consultation;
(3) Financial advisers related to securities trading and securities investment activities;
(4) Securities underwriting and sponsorship.
(5) Self-operated securities.
(6) Management of securities assets;
(7) Other securities businesses.
(8) M&A
The minimum registered capital of a securities company engaged in the above-mentioned (1) to (3) businesses is RMB 50 million; The minimum registered capital for those who engage in one of the business items (4) to (7) is 65.438 billion yuan; If two or more businesses in items (4) to (7) are engaged, the minimum registered capital shall be RMB 500 million. Its registered capital must be paid-in capital.
Registered capital of a securities company?
1. The minimum registered capital of a securities company engaged in the following businesses is 50 million yuan:
(1) securities broker;
(2) Securities investment consultation;
(3) Financial advisers related to securities trading and securities investment activities;
2. The minimum registered capital of a securities company engaged in one of the following businesses is 1 100 million yuan:
(1) Securities underwriting and sponsorship;
(2) Securities are self-operated;
(3) Management of securities assets;
(4) Other securities businesses.
3. A securities company that engages in two or more of the following businesses shall have a minimum registered capital of 500 million yuan:
(1) Securities underwriting and sponsorship;
(2) Securities are self-operated;
(3) Management of securities assets;
(4) Other securities businesses.
4. The minimum registered capital of a securities registration and settlement institution is 1 100 million yuan; (Measures for the Administration of Stock Exchanges)
5. The minimum registered capital of a securities trading service institution is 6,543,800 yuan (as stipulated in Article 6 of the Interim Measures for the Administration of Securities and Futures Investment Consulting).