1, ordered to stop issuing securities.
2, ordered to suspend business for rectification.
3. Suspension or revocation of securities and futures business licenses.
4, revocation of qualifications or securities business qualifications.
It is illegal to fine or confiscate individuals.
6. Impose fines on legal persons or other organizations or confiscate illegal income, etc.
Legal basis: Article 204 of the Securities Law of People's Republic of China (PRC), whoever buys or sells securities within the period of restricted transfer, in violation of legal provisions, shall be ordered to make corrections, given a warning, and fined less than the equivalent value of buying and selling securities. Give a warning to the directly responsible person in charge and other directly responsible personnel, and impose a fine of more than 30,000 yuan and less than 300,000 yuan. 2. According to the provisions of Article 205 of the Securities Law, if a securities company provides margin financing and securities lending for its clients in violation of the provisions of this Law, its illegal income shall be confiscated, its relevant business license shall be suspended or revoked, and a fine of less than the equivalent amount of illegal margin financing and securities lending shall be imposed. Give a warning to the directly responsible person in charge and other directly responsible personnel, revoke their qualifications or securities business qualifications, and impose a fine of not less than 30,000 yuan but not more than 300,000 yuan.