All the questions of futures laws and regulations are objective questions, which are composed of single-choice questions, multiple-choice questions, judgment questions and comprehensive questions. The contents of the examination are: an overview of the laws and regulations of the futures market, the law-abiding requirements of futures practitioners, the compliance operation of futures operating institutions, the self-discipline management of the futures industry, the administrative supervision of the futures market, and the judicial decisions in the futures field.

Overview of laws and regulations of futures market

Section 1 Development and Legislative Evolution of Futures Market

Section 2 Legal and Regulatory System of Futures Market

Section 3 Basic Legal Relations of Futures Market

Section 4 Obligation of Good Faith in Futures Market

Law-abiding requirements for futures practitioners

Section 1 Management of Futures Practitioners

Section 2 Management of Directors, Supervisors and Senior Management

Section III Management of Chief Risk Officer

Section 4 Practice Criteria and Good Faith Practice

Section 5 Construction of Professional Ethics and Industry Culture

Futures operating institutions operate in compliance.

Section 1 Establishment, Change and Termination of Futures Operating Institutions

Section 2 Corporate Governance of Futures Operating Institutions

Section 3 Internal Control of Futures Operating Institutions

Section IV Business Norms of Futures Operating Institutions

Self-discipline management of futures industry

Section 1 Design and Operation of Futures Trading Sites

Section 2 Futures Trading, Settlement and Delivery

Section 3 Risk Management of Futures Trading Sites

Section IV Establishment and Operation of Futures Association

Section 5 Measures for Self-discipline Management of Futures Association

Administrative supervision of futures market

Section 1 Supervision and Administration of Futures Trading Sites

Section 2 Monitoring of Futures Market Operation

Section III Risk Supervision Index System and Classification Evaluation of Futures Companies

Section 4 Protection of Futures Investors

Section 5 Opening of Futures Market and Supervision Cooperation

Judicial decisions in the field of futures

Section 1 Main types of futures disputes

Section 2 Futures Dispute Settlement Mechanism

Section 3 Main types of futures crimes

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