In order to regulate the marketing behavior of trust products, protect the legitimate rights and interests of investors, and promote the standardized development of the trust industry, issued in 2014, in accordance with the "Trust Law of the People's Republic of China" and "China Banking Supervision and Administration" Law, "Measures for the Administration of Trust Companies" and "Measures for the Administration of Collective Fund Trust Plans of Trust Companies" and other laws and regulations, the provisions on the screening of qualified investors in Article 29 of the Notice on Matters Related to the Marketing of Trust Products are hereby mentioned. :

Trust companies engaged in the marketing of trust products should establish a strict screening system for qualified investors:

Trust companies should design a due diligence questionnaire for qualified investors that is suitable for business characteristics, the content of which It should at least include: investor’s name, investor’s asset status, income stability, source of funds, investment experience, familiarity with financial product risks, risk tolerance, understanding of the trust system and relevant regulations, trust products familiarity, understanding of the risk-taking mechanism of trust products, etc.

About the version: There is no fixed version of the Qualified Investor Questionnaire. Each trust company basically edits and establishes the questionnaire on its own in accordance with the management regulations. The following is a reference example:

2013 XX Fund Industry Investor Questionnaire

Guidance Unit: XX Securities Regulatory Bureau

Sponsor: XX City Fund Industry Association

Organizer: XX Fund Sales Agency< /p>

Dear investors: In order to fully evaluate the implementation effect of the China Securities Regulatory Commission’s investor protection policies and better understand the investor education status of fund holders, you are invited to participate in this survey. Participating in this survey will contribute to the scientific formulation of investor education and protection policies. It will also help you deepen your understanding of fund investment and enhance your awareness of risk prevention and rights protection. Thank you for your continued attention and support to the fund industry. Your trust and encouragement are the driving force for the progress of China's fund industry.