Current location - Trademark Inquiry Complete Network - Futures platform - How to remove the blacklist of margin financing and securities lending
How to remove the blacklist of margin financing and securities lending
The blacklist of margin financing and securities lending cannot be lifted. When a securities company opens a margin account, it mainly evaluates the customer's capital, and checks the customer's enterprise information in combination with the customer's work unit and income, and verifies the enterprise information through the national enterprise credit information system or the platform of enterprise inspection and sky inspection. If it is a legal person, you also need to check the legal person information.

First, the blacklist of margin financing and securities lending

Applying to remove the blacklist of Shanghai Stock Exchange requires the following steps: First, the application must pass the CSRC and an application form is required. Relevant reform measures should be provided. Submit the reform plan of the enterprise. An enterprise as a legal person also needs an application to submit the overall situation of the enterprise. Integrity files are fully covered. The integrity information of investors, institutional employees, issuers, listed companies, New Third Board listed companies, regional equity market listed companies, listed company executives, securities companies, futures companies and other institutions, sponsors and their accounting firms and other intermediaries, public relations companies and media organizations are all included in the integrity file.

Two, the establishment of major illegal information publicity.

"blacklist" system. In addition to administrative punishment, it will also include refusal to implement effective administrative punishment and supervision and management measures, refusal to cooperate with supervision, inspection or investigation and be punished by the relevant authorities, improper interference with supervision and law enforcement, refusal to perform the reached mediation agreement on securities and futures disputes, failure of bond issuers to repay the principal and interest on schedule, failure of guarantors to perform their guarantee responsibilities as agreed, and information of breach of contract and dishonesty in margin financing and securities lending, refinancing, securities pledged repurchase, agreement repurchase and futures trading. , comprehensively covering regulatory law enforcement and market trading activities.

To sum up, there is essentially no difference between financing and bank loans in the business activities of securities companies in lending funds to customers to buy listed securities, or lending listed securities for them to sell, and collecting collateral. As long as there is no breach of contract, there is no need to cancel. Margin trading traditionally belongs to the high-risk credit business of brokers. If properly managed, it can also prove a good credit record.