According to Article 6 of the Interim Measures for the Administration of Securities and Futures Investment Consulting, an institution applying for securities investment consulting qualification shall meet the following conditions: 1. The institution engaged in securities investment consulting business has more than five full-time personnel who have obtained securities investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities investment consulting qualifications; At least one senior manager has obtained the qualification of securities investment consulting.
2. The registered capital is more than 654.38 million yuan.
3. Having a fixed business place and communication and other information transmission facilities suitable for the business.
4. There are articles of association.
5. Have a sound internal management system.
6. Other conditions that meet the requirements of China Securities Regulatory Commission.
Securities investment consulting institutions can be divided into franchising and part-time operation. Institutions engaged in securities business and other consulting business may apply to run securities investment consulting business concurrently if they meet the above conditions.
As long as they are securities practitioners, the CSRC is not allowed to speculate in stocks, but this is just a dead letter, and most of them are speculative in reality.
The conditions for the company's registration and listing are: the value of new shares is at least 5 million euros; At least 20% of the shares are listed and circulated (25% is recommended) to ensure the wide spread and sufficient liquidity of the shares; If more than two issuers are responsible for stock trading, they are also responsible for sufficient trading liquidity and investment relationship after the issuance of new shares; Set the price of new shares according to international standards; After the new shares are publicly issued to the public for 6 months, the old shares can be sold; Criteria for accepting the merger; Pay equal attention to German and English, and provide information to the public; New shares can exceed 50% of the capital.