Before providing services to investors, futures practitioners should know the financial status, investment experience and investment objectives of investors, and should carefully, honestly and objectively inform investors of the characteristics of futures investment and various risks that may occur in futures investment, and must not make commitments or guarantees to investors that are inconsistent with relevant laws, regulations, rules and policies. Futures practitioners should be diligent, responsible, independent and objective when making investment analysis or making investment suggestions. Investment analysis and investment suggestions should have reasonable and sufficient basis, strictly distinguish objective facts from subjective judgments, and make clear important facts. Futures practitioners shall truthfully declare their professional abilities to investors and shall not provide false documents and materials to investors. Futures practitioners shall protect the legitimate interests of investors and shall not seek the interests of individuals or interested parties by means of harming the interests of investors. Futures practitioners should treat investors fairly when providing services to investors.

Examination of test sites: Chapter II Section 4 Code of Conduct for Futures Practitioners