I. Decision-making Compliance Risk
Decision compliance risk is the risk that business owners and business managers make decisions that violate laws and regulations. The compliance risk of this decision-making is the main source of basic, holistic and systematic risks of enterprises.
Two. Managing compliance risk
Management compliance risk refers to the systematic risk in authorization management, seal management and operation management. All strength comes from organization, and company system is the guarantee of company strength.
Third, personnel compliance risk.
There will be various risks in recruitment, employee training, employee welfare, employee dismissal, employee work injury, enterprise system democratic decision-making, employee social security payment and so on. Establishing a perfect personnel and labor system can minimize the risk of employment and get twice the result with half the effort for enterprise managers' unions.
Four. Contract compliance risk
Contract is the necessary performance of foreign cooperation, profit and development of enterprises. There are many risks in the process of contract conclusion, performance and termination. In the process of concluding a contract, we should pay attention to whether the other party has the relevant qualifications to perform the contract, whether the design of the contract is operable and conducive to performance, the setting of liability for breach of contract, the effective terms of the contract, and the provisions of the dispute settlement mechanism. In the process of contract performance, we should pay attention to the stage of performance and the risk of the other party's default.
Verb (abbreviation for verb) product compliance risk
Whether the design of an enterprise's products meets the industry standards of products, whether it may lead to product quality responsibility and whether it may lead to administrative punishment of relevant departments is the meaning of enterprise compliance risk.
Compliance risk of intransitive verb advertising
Advertising compliance has always been ignored by enterprises, but in recent years, the relevant departments have become more and more strict with advertising management. Some enterprises have been fined hundreds of thousands for a leaflet, and they also face consumer claims, which brings great risks to enterprises. In the process of advertising, whether there are false advertisements, whether there are extreme words, and special advertising regulations in special industries are all risk points of corporate advertising compliance.