1. What are the subjects of the fund qualification examination?
Subject 1: fund laws and regulations, professional ethics and business norms;
Subject 2: Basic knowledge of securities investment funds;
Subject 3: Basic knowledge of private equity investment funds.
The examination time for a single subject is 120 minutes, and candidates can choose reference subjects according to their needs. Candidates can choose "Subject 1+Subject 2" or "Subject 1+Subject 3" or all three subjects are qualified to apply for the qualification certificate.
Of these three subjects, one is compulsory and the other two are optional. Of course, you can also take all three subjects. Candidates who apply for the fund qualification examination for the first time will be entangled in choosing subject 2 or subject 3.
Second, the scope of fund qualification
Subject 1+Subject 2: You can engage in fund services such as public offering fund management, fund custody, private equity fund management, private equity asset management of securities and futures institutions, fund sales, sales payment, share registration, valuation, investment consultancy, evaluation, and information technology system services.
Subject 1+subject 3: I can engage in fund services such as private equity fund management, private equity asset management of securities and futures institutions, fund sales, sales payment, share registration, valuation, investment consultancy, evaluation, information technology system services, etc.
From this perspective, subject 2 has a wider scope of application. Any business involving public offering of funds must go through the second process. Public Offering of Fund is the main contact business after entering the fund company. When buying funds or selling funds to customers, he needs a lot of financial knowledge in the second course.
Subject 3 is suitable for employees engaged in private equity fund management institutions, with a narrow scope of application. Most people can only buy private equity with an annual income of 500,000 or financial assets of more than 3 million.
3. What are the three exams for fund employment in 2023?
The employment scope of subjects I and II is larger than that of subjects I and III. Candidates can choose according to their actual needs. If they are required to have fund qualifications, it is recommended to apply for subject 1+subject 3, which are relatively simple.
If you need more extensive employment, choose subject 1+subject 2. Generally speaking, subject 2 is a little more difficult than subject 3, which involves more calculation problems, is more difficult to inspect and has a wider employment scope than subject 3.
Free access to learning materials and knowledge maps of fund qualification: /jjcy/xxzl/n237.html? fcode=h 1000026