The securities qualification certificate is the entry threshold of the securities industry, and employees of any securities company must obtain the securities qualification certificate. After passing the securities qualification certificate, you can work as a senior financial adviser, a senior investment analyst and a senior service manager.

Specifically, it refers to professionals engaged in self-employment, brokerage, underwriting, investment consulting, entrusted investment management and other businesses in securities companies, including managers of relevant business departments.

Professionals engaged in fund sales, research and analysis, investment management, trading, supervision and auditing in fund management companies and fund custodians, including managers of relevant business departments.

Professionals engaged in fund publicity, sales promotion and consultation in fund sales institutions, including managers of relevant business departments; Professionals engaged in securities investment consulting business in securities investment consulting institutions and their management personnel.

Professionals engaged in securities credit evaluation business in securities credit evaluation institutions and their management personnel, as well as other personnel stipulated by the China Securities Regulatory Commission, shall obtain a practice certificate.