Under what circumstances shall I not apply for the qualifications of directors, supervisors and senior managers of a futures company?
Under any of the following circumstances, it is not allowed to apply for the qualifications of directors, supervisors and senior managers of a futures company: (1) The circumstances specified in Article 147 of the Company Law; (2) The person-in-charge of a futures exchange, a stock exchange or a securities registration and settlement institution, or the director, supervisor or senior manager of a futures company or a securities company who has been dismissed from his post due to illegal or disciplinary acts, has not been more than five years since he was dismissed from his post. (3) Lawyers, certified public accountants or professionals of investment consulting institutions, financial consulting institutions, credit rating institutions, asset appraisal institutions and verification institutions whose qualifications have been revoked due to illegal or disciplinary acts have not been more than five years since the date of disqualification; (4) Employees of futures exchanges, stock exchanges, securities registration and settlement institutions, securities service institutions, futures companies and securities companies who have been dismissed due to violations of law or discipline, and employees of state organs who have been dismissed have not been more than five years since the date of dismissal; (5) Staff of state organs and other personnel who are prohibited from taking part-time jobs in the company according to laws and administrative regulations; (six) due to illegal administrative punishment by the financial supervision department, the implementation period is not more than 3 years; (7) It has not been more than 2 years since it was identified as an inappropriate candidate by the China Securities Regulatory Commission or its dispatched office; (8) For financial institutions and branches ordered by the regulatory authorities to suspend business for rectification, custody, takeover or cancellation due to violation of laws and regulations or major risks, the responsible person in charge and other directly responsible personnel have not been more than 3 years since the date of suspension of business for rectification, custody, takeover or cancellation of the financial institutions and branches; (nine) other circumstances identified by the China Securities Regulatory Commission.