It is reported that by the end of 2002, there were nearly 40,000 registered financial planners in the United States, more than 90% of whom applied for qualification after 1990. acquire
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Among the people with FP certificates, more than 70% hold the qualification certificates of securities brokers and insurance brokers at the same time, which fully shows the close relationship between financial planning and securities and insurance industries.
At present, financial planners have begun to appear in China, and relevant departments are formulating relevant management measures.
Description of national professional qualification certification for financial planners 1. The authoritative ChFP (CHFP) is a professional qualification certificate issued by the Ministry of Labor and Social Security of China, and it is the only financial planner certificate issued by the government authority. The certificate adopts the national unified number, which can be found on the official website of the Ministry of Labor and Social Security-National Vocational Qualification Work Network (
Www.osta.org.cn) check the authenticity. On June 365438+February 3, 20071day, the General Office of the State Council issued the Notice on Cleaning up and Regulating Activities Related to Various Vocational Qualifications (Guo Ban Fa [2007] No.73), which pointed out that "all non-administrative licensing professional qualifications examined and approved by the personnel, labor and social security department of the State Council in conjunction with relevant departments should be determined on the basis of cleaning up and standardizing, and announced to the public. Other non-administrative licensing professional qualifications should be sorted out and cleaned up: those set by other departments, directly affiliated institutions, directly affiliated institutions and directly affiliated units in the State Council should be cleaned up in time. When necessary, after being approved by the personnel, labor and social security department of the State Council in conjunction with relevant departments, it will be incorporated into the unified management of the state and announced to the public, and everything else will stop. " Second, the certificate 1, certificate level
Chfp is divided into three grades, namely, assistant financial planner (national vocational qualification level 3), financial planner (national vocational qualification level 2) and senior financial planner (national vocational qualification level 1). At present, the Ministry of Labor and Social Security has carried out the certification of assistant financial planners and financial planners, but has not yet carried out the certification of senior financial planners. 2. Examination time
The Chfp certificate must be obtained through the examination, and the certification examination is a national unified examination, which is conducted twice a year, in the middle of May and 10 respectively, and the examination place is designated by the labor and social security departments in various regions. 3. Examination subjects The national unified examination subjects for assistant financial planners are: theoretical knowledge and practical knowledge. The national unified examination subjects for financial planners are: theoretical knowledge, practical knowledge and comprehensive evaluation. 4. Financial planner exam questions (for reference only, subject to the actual exam): exam time assessment content classification subject answering method Financial planner (Level 2) theoretical knowledge (*** 125 questions) 08:30- 10:00 professional ethics single choice: 16 multiple choice questions: 9 answer sheet theory. 100 question) 10:30- 12:30 single choice of professional ability: 100 question answer sheet comprehensive evaluation 14:00- 15:30 case analysis subjective question paper and pencil answer. 438+00:30- 12:30 professional ability, case selection answer sheet 5. The Ministry of Labor and Social Security has strict requirements for candidates who apply for the national financial planner and must meet the following conditions. To apply for a financial planner (National Vocational Qualification Level II), one must meet one of the following conditions, and hold two certificates of relevant working years issued by the unit (both must be stamped with the personnel seal of the unit). ①
Continuously engaged in this occupation 13 years or more; ②
Obtain a bachelor's degree certificate in this major or related major, and have been engaged in this occupation for more than 5 years; ③
After obtaining a master's degree or above, he has been engaged in this occupation for more than 2 years; To apply for assistant financial planner (national vocational qualification level 3), you must meet one of the following conditions and hold two certificates of relevant working years issued by the unit (both of which must be stamped with the personnel seal of the unit). ①
Engaged in their own work for more than 6 years.
②
College degree or above in finance related major.
③
Graduated from non-financial related major and engaged in financial related work for more than one year. Relevant majors refer to economics, management and law. 6. Training materials
The Ministry of Labor and Social Security and the Professional Committee of Financial Planners of the National Professional Skills Appraisal Committee stipulate that the national unified textbook for the national financial planner examination is the National Financial Planner Professional Qualification Training Course, which is divided into three volumes, including Basic Knowledge of Financial Planners, Professional Ability of Assistant Financial Planners and Professional Ability of Financial Planners. Basic knowledge of financial planner, professional ability of assistant financial planner and professional ability of financial planner are applicable to the examination of financial planner (national vocational qualification level II), while basic knowledge of financial planner and professional ability of assistant financial planner are applicable to the examination of assistant financial planner (national vocational qualification level III).