Current location - Trademark Inquiry Complete Network - Futures platform - What is the reason for the failure to cancel the stock account?
What is the reason for the failure to cancel the stock account?
Every investor who invests in the stock market will have his own stock account number, but the stock market is a risky place, and not every investor can make money. Some investors will cancel their accounts if they don't want to fire any more, but some will fail. What is the reason?

1. What are the reasons for the failure to cancel the stock account?

1. The stock account has been frozen, the rights issue transaction has been declared, and it has participated in the subscription of new shares or funds, but it has not been processed or the transaction has been successful.

2. There are other rights and interests in transit, or there are unsettled businesses such as unsettled, pending settlement and pending disposal in the settlement rules. This is also not allowed to close the account.

3. Have corresponding credit securities accounts or open other trading rights, etc. In this case, it is also impossible to close the account.

4. When there are unprocessed businesses such as buyout, easy agreement, pledge, self-operated pledge of securities companies, registration of treasury bonds and delivery of treasury bonds futures, margin financing and securities lending, refinancing, etc., it is not allowed to apply for cancellation.

2. What is the stock account closing process?

1. Investors should first clear the stocks in their accounts and transfer the funds in the capital account of the securities company to the bank depository account, that is, ensure that there are no stocks in the shareholders' accounts and no funds in the capital stock accounts before going through the stock cancellation procedures.

2. Generally, the transaction designated by Shanghai will be cancelled first (Shenzhen should not be designated, so there is no need to cancel it), and then the securities business department will declare the cancellation of the shareholder account to the securities registration company. Finally, the cancellation of the fund account is the cancellation of the three-party depository of funds.

3. Business department handling process: investors submit an application for account cancellation to the counter of the securities business department and fill in the application form for account cancellation. After reviewing the information and checking the password, the counter staff shall report it to the person in charge of the business department for signature and approval, and then report it to the leader in charge of the business department for signature.

4. The securities business department shall liquidate the shareholders' funds and shares of investors, report to the securities registration company, and go through the procedures for cancellation of shares.

5. After the cancellation of the stock account is completed, the investor's ID card and the scrapped shareholder code card shall be returned. According to the law, investors should keep their information in the business department for two years after canceling their accounts.

Generally speaking, investors can't handle the account cancellation business if they have any of the above problems. When you close an account online, the system will automatically check whether the account meets the conditions for closing an account. If it doesn't meet the requirements, you will also be prompted why you can't close the account.