In case of any of the following circumstances during the evaluation period, the futures company will not be given extra points in market competitiveness, and the company category will be reduced by 3 grades; If the circumstances are serious, it will be rated as Grade D: (1) Shareholders make false capital contributions or withdraw their capital contributions; (2) beyond the scope of business; (3) Occupying or misappropriating customer assets; (four) serious violations of the asset management business, resulting in significant risks or adverse effects; (5) The risk management subsidiary operates in violation of laws and regulations, resulting in significant risks or adverse effects; (six) to participate in or facilitate illegal futures activities such as the allocation of futures funds; (7) Malicious evasion of supervision, including submitting false materials to the regulatory authorities, not cooperating with on-site inspections or investigations, and concealing illegal facts.