Registration conditions for futures qualification certificate: 1. Good professional ethics; 2. I have worked in a public institution; 3. It has not been subjected to criminal punishment or administrative punishment by the financial regulatory agency in the past three years; 4. No market entry measures have been taken, or the entry ban period has expired; 5. It has not been revoked the qualification of securities and futures in the past three years; 6. Other conditions stipulated by China Securities Regulatory Commission.

Application conditions for registration of futures qualification certificate

Where an institution designates a person who has passed the qualification examination and meets the following conditions to engage in futures business, it shall apply for qualification:

(1) Good conduct and professional ethics;

(2) It has been employed by the organization;

(3) It has not been subjected to criminal punishment or administrative punishment by China Securities Regulatory Commission and other financial regulatory agencies in the last three years;

(4) It has not been banned from the market by the China Securities Regulatory Commission and other financial regulatory agencies, or the ban period has expired;

(5) It has not been disqualified from securities and futures business for illegal acts in the last three years;

(6) Other conditions stipulated by the China Securities Regulatory Commission.

Institutions shall not employ persons without professional qualifications to engage in futures business, and shall not resort to deceit in the process of applying for professional qualifications.

Free access to learning materials and knowledge maps of futures qualifications: /qh/xxzl/n238.html? fcode=h 1000026