Article 4 A member of a futures company can only apply for opening a stock index futures trading code for natural person investors who meet the following criteria:

(1) When applying for opening an account, the balance of available funds in the margin account shall not be less than RMB 500,000;

(2) Having the basic knowledge of stock index futures and passing relevant tests.

(3) There are records of more than 20 stock index futures simulation transactions for 10 trading days, or there are records of more than 10 commodity futures transactions in the last three years;

(4) No serious bad credit record; There are no laws, administrative regulations, rules and business rules of the exchange to prohibit or restrict the trading of stock index futures.

In addition to auditing investors according to the above standards, members of futures companies should also make a comprehensive evaluation of investors' basic situation, relevant investment experience, financial status and credit status in accordance with the operating guidelines for investor suitability system formulated by the Exchange, and may not apply for share price index futures trading codes for investors whose comprehensive evaluation scores are lower than the prescribed standards.

Article 5 A member of a futures company can only apply for opening a stock index futures trading code for general legal person investors who meet the following criteria:

(1) Its net assets are not less than 654.38 million yuan;

(2) When applying for opening an account, the balance of available funds in the margin account shall not be less than RMB 500,000;

(3) Having the corresponding decision-making mechanism and operation flow;

(4) Relevant business personnel have basic knowledge of stock index futures and have passed relevant tests;

(5) Having trading records of more than 20 stock index futures simulation transactions for a total of 65,438+00 trading days; Or there have been more than 10 commodity futures transactions in the last three years;

(6) Having no serious bad credit record; There are no laws, administrative regulations, rules and business rules of the exchange to prohibit or restrict the trading of stock index futures.

Where a member of a futures company applies to open a stock index futures trading code for other economic organizations, it shall be implemented with reference to this article.

Extended data:

The stock index futures account needs to provide the following information:

1, copy or scanned bank card 1.

2. Scanned ID card (electronic version) (if it is an old ID card, scan the front; If it is a new ID card, double-sided scanning)

3. Personal digital photos (more than 5 million pixels, the overall upper body size accounts for 60% of the total photos), and the front photos when signing the contract.

Information required to open an account:

Personal: the original customer's ID card, the customer's bank card or passbook.

Legal person: business license (original, one copy each), tax registration certificate (copy), organization code certificate (original, copy), original ID card of the legal representative of the organization or legal person power of attorney stamped with the official seal and seal of the organization, original ID card of the account opening agent, bank account opening permit, original ID card of the authorized subscriber of the organization, fund distributor and statement verifier.

Baidu Encyclopedia-Measures for the Implementation of the Investor Suitability System for Stock Index Futures (for Trial Implementation)

Baidu Encyclopedia-Stock Index Futures Account