According to the Detailed Rules for the Implementation of the Measures for the Administration of the Qualification of Securities Practitioners and the Interim Measures for the Registration of Securities Brokers, employees cannot apply for more than two positions at the same time.
According to the general principle of non-competition, employees are not allowed to practice in two peer institutions at the same time. Therefore, before employees change their practice institutions, they must complete the resignation procedures in the original institutions, and should confirm that the institutions submit resignation filing information for them.
The association will accept the application for registration of change of practice submitted by the new institution that resigned from the original institution; In the case of not leaving the original institution for the record, the association will not accept the application for change of practice registration submitted by the new institution, but the system will
In the "public inquiry for filing", it is suggested that the qualification managers of various institutions should always check this column and handle the resignation filing for the resigned personnel in time. The association will accept the change application submitted by the new organization after the original organization reports the relevant information for the resigned personnel.
If there is a dispute between the resigned person and his institution or other factors, and the institution cannot handle the resignation formalities for him, he shall make a written explanation to the association.