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What certificates do securities practitioners need to take? Thank you, and God bless you.
First, the role of securities qualification certificate: Securities, futures, finance and other industries are recognized as high-paying industries, and securities qualification certificate is a necessary certificate to enter the securities industry. According to Article 4 of the Measures for the Administration of Securities Practitioners' Qualifications, any relevant institution shall not employ persons without such certificates, and offenders will be severely punished by the CSRC and relevant industry associations. You can get a certificate of achievement by passing the exam, and the exam results are valid for many years. Candidates who are qualified in basic subjects and more than one professional subject in qualification determination are qualified. Persons who have obtained professional qualifications must apply for a practice certificate through their institutions before entering the securities-related institutions. 2. Examination contents and certificates: The examination subjects are divided into basic subjects and professional subjects, the basic subjects are basic knowledge of securities, and the professional subjects include: securities trading, securities issuance and underwriting, securities investment analysis and securities investment funds. The examination time for a single subject is 120 minutes. Basic subjects are compulsory subjects, and professional subjects can be optional. There is no limit to the number of exam subjects that can be registered, and you can choose to register all of them. Among them, the basic knowledge of securities is necessary. Through securities trading, you can engage in securities brokerage business, which is the traditional business of securities companies; Through securities issuance and underwriting, you can engage in investment banking business, which is an important source of profit for securities companies; Through the analysis of securities investment, after obtaining the qualification, it is necessary to meet the conditions of China nationality, university degree and more than two years of securities industry experience before obtaining the qualification of securities investment consulting. Through securities investment funds, you can engage in related work of fund management companies and bank fund departments. Since 2004, all examinations have been computerized, unified and closed, and conducted on the basis of computers, with 60 points passing each examination. The examination forms are all objective questions, ***200 questions, each with 0.5 points. * * * There are three types of questions: single choice, multiple choice and judgment. Three. Qualification: The qualification examination for securities practitioners has been open to the public and foreigners since 2003. All people at home and abroad who have reached the age of 18, have a high school education or above and have full capacity for civil conduct can sign up for the qualification examination for securities practitioners. 4. Registration and examination address: The registration and examination time of the securities qualification examination is not fixed every year. Registration time in 2005: September 2005 15 to September 30; Examination time: 165438+20051two weekends in mid-October. Registration takes the form of online registration. Candidates should log on to the website of the Association and register as required. The registration fee is RMB 70 yuan per subject. Candidates can choose to take the exam in 4 1 cities across the country; Usually take the exam once a year. 4 1 Cities are: Beijing, Tianjin, Shijiazhuang, Taiyuan, Shenyang, Changchun, Harbin, Shanghai, Nanjing, Hangzhou, Hefei, Fuzhou, Nanchang, Jinan, Zhengzhou, Wuhan, Changsha, Guangzhou, Nanning, Haikou, Chongqing, Chengdu, Guiyang, Kunming, Xi 'an, Lanzhou, Yinchuan. Candidates can choose any of the above cities to take the exam. (30 provincial capital cities 1 1 second-class cities) V. Teaching materials and guidance: China Securities Industry Association compiles and publishes a set of five teaching materials every year, namely basic courses and four professional courses, which are designated for the examination and must be purchased. Learning is based on self-study, because most of the exam content needs to be memorized by yourself. China Securities Examination Network (www.zqks.com) provides professional online tutoring and face-to-face tutoring for the majority of candidates every year. 6. How long does it take the average student to complete these five courses and pass the exam? It depends on everyone's foundation. It usually takes four months from registration to examination, so it is no problem to finish these five books by yourself. The key is to have a reasonable study plan and study time allocation, be interested in learning and have a strong desire to take the exam. 7. Work that can be done after passing the examination: Please refer to Article 4 of the Measures for the Administration of Qualifications of Securities Practitioners. Obtaining a certificate is conducive to applying for various positions in securities-related institutions such as securities companies, fund companies, banks and investment companies. 8. How difficult are the exams? What does it have to do with future business? Overall evaluation of the relative difficulty of examinations in various subjects: According to the statistics of tutors of China Securities Examination Network (www.zqks.com), the difficulty of securities investment analysis examination is increasing in recent two years, while the difficulty of securities issuance and underwriting is relatively reduced. Securities trading: ★★★★; Basic knowledge of securities: ★★★☆; Securities investment fund: ★★★★★★ ★; Securities investment analysis: ★★★★★☆; Securities issuance and underwriting: ★★★★★★ ★. Must have basic knowledge of securities. Through securities trading, you can engage in securities brokerage business, which is the traditional business of securities companies; Through securities issuance and underwriting, you can engage in investment banking business, which is an important source of profit for securities companies; Through the analysis of securities investment, after obtaining the qualification, it is necessary to meet the conditions of China nationality, university degree and more than two years of securities industry experience before obtaining the qualification of securities investment consulting. Through securities investment funds, you can engage in related work of fund management companies and bank fund departments.

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