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Guangfa futures are subject to regulatory measures.
BEIJING, August 4 (Xinhua) The Beijing Supervision Bureau of the China Securities Regulatory Commission issued a decision on the 4th, ordering the Beijing Business Department of Guangfa Futures Co., Ltd. to take rectification and supervision measures. The Beijing Securities Regulatory Bureau said that after investigation, there were the following illegal facts in the Beijing Sales Department of Guangfa Futures: First, the management of the filing system was not in place and the complete filing materials were not provided to our bureau; Second, the customer was not fully informed of the management regulations of the actual control relationship account, and the declaration and change of the actual control relationship account of the customer were not effectively managed. According to the Measures for the Supervision and Administration of Futures Companies, the Beijing Securities Regulatory Bureau decided to take regulatory measures to order the Beijing Business Department of Guangfa Futures to make corrections. The Beijing Securities Regulatory Bureau said that the Beijing Business Department of Guangfa Futures should seriously study laws and regulations, strictly implement the Measures for the Supervision and Administration of Futures Companies and other relevant regulations, take practical and effective rectification measures, and continuously improve the level of compliance management; Guangfa Futures Beijing Business Department shall complete the rectification within 30 days from the date of receiving this decision and submit a written rectification report to our bureau.