"Broker" refers to a company or securities company engaged in securities trading. There are CITIC, CITIC Jiantou, Shen Yin Wanguo, Qilu, Yinhe, Huatai, Guo Xin and Guangfa in China. In fact, it is the agent of Shanghai Stock Exchange and Shenzhen Stock Exchange.
There are a total of 106 brokers in the whole country, of which 20 entered the ranks of AA-level brokers in 20 14, and the 20 brokers who obtained AA-level securities include:
Jing Gaohua, Huaxi Securities, orient securities, Shen Yin Wanguo, Guangfa Securities, Southwest Securities, Guo Jin Securities, Industrial Securities, CDB Securities, Galaxy Securities, Guotai Junan, China Merchants Securities, Guosen Securities, CICC, Haitong Securities, China Investment Securities, Huafu Securities, CITIC Jiantou, Huatai Securities and CITIC Securities. Many of these companies are on the AA rating list for the first time.
It is worth noting that no brokerage firm was rated as the highest AAA, and no brokerage firm was rated as a D or E company.
It is reported that securities companies are divided into five categories: A(AAA, AA, A), B(BBB, BB, B), C(CCC, CC, C), D and E, and the level is 1 1.
Companies at all levels in categories A, B and C are normal operating companies, and the division of their categories and levels only reflects the relative level of their risk management capabilities in the industry. Class D and E companies are companies whose potential risks may exceed the company's tolerable range and take risk disposal measures according to law.
According to statistics, the most profitable brokerage firm is still CITIC Securities. In 2009, CITIC Securities achieved a net profit of 8.959 billion yuan, a year-on-year increase of 22.64%. Followed by GF Securities, with a net profit of 4.925 billion yuan. Haitong is 4.54 billion yuan. There are 17 brokers among the 55 brokers in China, and their net profits all exceed 1 100 million yuan, with an average profit of 1 65.438+0.95 billion yuan.
Three in Shanghai and three in Shenzhen. The securities institutions in the two places are equally divided and have obvious advantages in the whole country. In addition, as CITIC Securities moved south to Shenzhen, the well-known CICC did not develop very well, and the securities institutions in Beijing were a little less coquettish, and the securities institutions in Guangning began to make achievements.
China Securities Industry Association announced the 20 1 1 annual ranking of securities underwriting business of securities companies. The ranking indicators include the underwriting amount of stocks and bonds, the number of stock and bond underwriters, the number of stock underwriters, the number of stock underwriters, the number of bond underwriters and the number of bond underwriters.