Individual investors need to meet the following conditions when opening the New Third Board:
Authority of the New Third Board: divided into qualified investors and restricted investors (qualified investors can buy and sell the shares of the New Third Board in the whole market, and restricted investors can only buy and sell the shares they hold or have held). The conditions for the restricted investors to open the authority are as follows: the holding certificate of the New Third Board is sufficient.
The conditions for opening an account for a qualified investor are as follows:
1. The average daily financial assets on the recent 10 transfer date are more than 5 million yuan. Financial assets refer to bank deposits, stocks, bonds, fund shares, asset management plans, bank wealth management products, trust plans, insurance products, futures and other derivative products.
2. Have more than 2 years experience in securities, funds and futures investment, or have more than 2 years experience in financial product design, investment, risk management and related work, or have experience as a senior manager of financial institutions such as securities companies, futures companies, fund management companies and their subsidiaries, commercial banks, insurance companies, trust companies, finance companies, subsidiaries of securities companies, subsidiaries of futures companies and private fund managers. Registered by a trade association.
Those who meet the requirements can apply for a business license in the sales department.