Twenty-fifth employees in the same industry should respect and help each other, jointly safeguard the professional ethics of the industry and improve their professional reputation.

Article 26 Promote fair competition in the same industry and prohibit employees from engaging in the following acts of unfair competition:

(a) using false or misleading propaganda methods to exaggerate themselves or damage the reputation of other peers;

(two) belittle or slander other institutions and employees;

(3) Attracting investors by taking advantage of the express or implied special relationship with relevant institutions or individuals, or monopolizing business by taking advantage of the relationship with relevant institutions;

(4) Returning the commission to the agent or introducer of the investor without the knowledge of the investor;

(five) for the purpose of crowding out competitors, charging fees lower than the operating costs or industry self-discipline standards;

(six) other acts of unfair competition identified by the China Securities Regulatory Commission or the association.

Twenty-seventh employees shall not obstruct or refuse investors to entrust other institutions or employees to provide services, and employees who serve together shall have a clear division of labor and cooperation.

Twenty-eighth management personnel of institutions shall not attract employees of other institutions by improper means, and shall not dismiss employees of their own units by improper means.