Article 26 Promote fair competition in the same industry and prohibit employees from engaging in the following acts of unfair competition:
(a) using false or misleading propaganda methods to exaggerate themselves or damage the reputation of other peers;
(two) belittle or slander other institutions and employees;
(3) Attracting investors by taking advantage of the express or implied special relationship with relevant institutions or individuals, or monopolizing business by taking advantage of the relationship with relevant institutions;
(4) Returning the commission to the agent or introducer of the investor without the knowledge of the investor;
(five) for the purpose of crowding out competitors, charging fees lower than the operating costs or industry self-discipline standards;
(six) other acts of unfair competition identified by the China Securities Regulatory Commission or the association.
Twenty-seventh employees shall not obstruct or refuse investors to entrust other institutions or employees to provide services, and employees who serve together shall have a clear division of labor and cooperation.
Twenty-eighth management personnel of institutions shall not attract employees of other institutions by improper means, and shall not dismiss employees of their own units by improper means.