1, at least 18 years old.

2 must have a high school graduation (including high school, technical secondary school, vocational high school, technical school) or above recognized by the national education department.

3. Have full capacity for civil conduct.

4. Two subjects passed the general qualification examination.

Securities analyst certificate is the ability test of securities analysts and the subject of issuing securities research reports. The examination adopts closed-book examination and computer-based examination, the examination time is 180 minutes, the examination questions are multiple-choice questions, and the number of questions is 120, with a percentage system, and the qualified score is 60 or above.

subject of examination

The evaluation and test of the professional level of the securities industry includes the evaluation and test of the professional ability of employees and the evaluation and test of the level of senior managers.

The professional competence evaluation test of employees is divided into general professional competence evaluation test and special professional competence evaluation test (including professional competence evaluation test of securities investment consultants, professional competence evaluation test of securities analysts and professional competence evaluation test of sponsor representatives).

General business level evaluation examination subjects: basic laws and regulations of securities market and basic knowledge of financial market.

Special business level evaluation examination subjects: investment banking, issuing securities research reports, and securities investment consulting.

Senior management level evaluation test is divided into general senior management level evaluation test and special senior management level evaluation test.