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What subjects need to be tested for fund qualification?
Fund qualification requirements include three subjects: fund laws and regulations, professional ethics and business norms, basic knowledge of securities investment funds, and basic knowledge of private investment funds. Subject 1 is a compulsory subject. Candidates can choose subject 1 and subject 2, or subject 1 and subject 3.

Candidates can choose examination subjects according to their business types.

For example, candidates who are engaged in Public Offering of Fund management, private equity fund management of securities and futures institutions (except equity), private equity fund management, fund custody, securities fund sales, sales payment, share registration, valuation, investment consultancy, evaluation, information technology system services, etc. , you need to pass the exams of subject 1 and subject 2. However, the investment managers of private equity management plans who engage in equity investment in securities and futures institutions, and the employees who only engage in private equity services in various fund service institutions, need to pass the examinations of subject 1 and subject 3.

The three subjects of the Fund Qualification Examination are multiple-choice questions, and the quantity of each subject is 100. The examination scope is stipulated by the examination syllabus, which is as follows.

Fund laws and regulations, professional ethics and business norms;

The examination contents include laws and regulations, rules and regulations and some calculation contents. The memory of this subject is relatively large, most of which are laws and regulations, professional ethics and basic concept knowledge.

Basic knowledge of securities investment funds;

The inspection contents mainly include fund investment transaction settlement, fund valuation and accounting. A huge amount of knowledge requires a certain theoretical basis in economics and finance. The exam questions are flexible and the three subjects are the most difficult.

Basic knowledge of private equity investment funds;

The inspection contents include the overview of equity investment funds, the classification of equity investment funds, government supervision of equity investment funds and industry self-discipline. Because there is more knowledge to recite, the examination questions are relatively fixed and the difficulty is relatively small.

Free access to learning materials and knowledge maps of fund qualification: /jjcy/xxzl/n237.html? fcode=h 1000026