Chapter II: Mainly master the management measures of futures exchanges (establishment, change and termination, organization, membership management, supervision and management), supervision and management measures of futures companies (establishment, change and termination of business, corporate governance, protection of customer assets), management measures of directors, supervisors and senior managers of futures companies, management regulations of chief risk officer of futures companies (for trial implementation), management measures of futures employees, management regulations of customer account opening in futures market, Trial measures for futures investment consulting business of futures companies, trial measures for financial futures settlement business of futures companies, trial measures for securities companies to provide intermediary services for futures companies (qualification and business scope), measures for the management of private equity assets of securities and futures operating institutions (business subject, business form, non-public offering, investment operation, termination, change and liquidation of information disclosure), and regulations on the operation and management of private equity management plans of securities and futures operating institutions, Measures for the management of risk supervision indicators of futures companies (standards and calculation requirements of risk supervision indicators, compilation and disclosure, supervision and management), measures for the management of futures investor protection funds (collection, supervision and use of protection funds), and measures for the management of the appropriateness of securities and futures investors.
Chapter III: Mainly master the Code of Conduct for Futures Practitioners (Revised), Guidelines for the Implementation of Appropriate Management of Investors in Futures Operating Institutions (Trial) and Disciplinary Procedures of China Futures Association.
Chapter four: mainly grasp the punishment standards of each clause.