The securities qualification examination is organized by China Securities Industry Association, and the fund qualification examination is organized and implemented by China Fund Industry Association.

Second, the nature is different.

Securities qualification is the abbreviation of the qualification examination for securities practitioners, the national qualification examination and the qualification certificate of national financial institutions. The qualification examination for securities practitioners is an introductory examination for engaging in the securities industry.

The qualification of the fund is based on the relevant provisions of the Securities Investment Fund Law of People's Republic of China (PRC), the Measures for the Administration of Securities Investment Fund Sales and the Practice Guidelines for Securities Investment Fund Salespersons. Personnel engaged in fund publicity, promotion and consultation shall have the professional knowledge and skills of laws and regulations, finance and finance necessary for fund sales activities, and obtain the securities qualification recognized by the association according to relevant regulations. "

Third, the number of exams is different.

There are five national unified examinations for securities qualification examinations, and special examinations for Xinjiang and Tibet were added in July 20 18; There are three national unified examinations for fund qualification, but there are five employment examinations. Relatively speaking, there are more time arrangements for the one-year examination of fund qualification.

Fourth, the requirements for passing the certificate are different.

Those who have passed the examination of basic knowledge of financial market and basic laws and regulations of securities market have obtained the qualification to engage in securities business; Those who pass the two subjects of "Basic Knowledge of Securities Market" and "Securities Investment Fund" in the securities qualification examination organized by the association are deemed to have passed the "Foundation of Fund Sales" examination.

Fifth, the examination materials are different.

There is no officially designated teaching material for the securities qualification examination, but only the examination outline. During the preparation period, you can purchase market teaching materials or online courses directly according to the examination outline; There are official textbooks for the fund qualification examination, which can be purchased directly from official website, China Asset Management Association.

Baidu encyclopedia-securities qualification examination

Baidu encyclopedia-fund qualification examination