First, the requirements and acquisition of professional qualifications.

The senior managers of all kinds of private fund managers engaged in private securities investment fund business shall obtain the qualification of fund practice. All kinds of private fund managers engaged in non-private securities investment fund business, at least two senior managers should obtain the qualification of fund practice.

According to the current practice of filing, private equity funds (do not distinguish between equity or securities, etc. ) Only two qualified executives are needed. If you have not obtained the qualification when submitting the legal opinion, it will not hinder the filing application, but you must promise to obtain the qualification on 20 16 12 3 1. The senior managers of private fund managers can obtain the qualification of fund practice if they meet one of the following conditions:

(1) Having passed the qualification examination for fund practice;

(2) Obtain professional qualification through relevant appraisal.

(1) Engaged in investment management-related business in the last three years and met relevant qualifications. This situation mainly refers to the business related to asset management in the last three years, and the average annual asset management scale is more than 6,543,800 yuan.

(2) Having passed the securities qualification examination, futures qualification examination and banking qualification examination, and meeting the relevant qualification conditions; Or pass the CPA qualification examination, legal professional qualification examination, asset appraiser professional qualification examination and other financial related qualification examinations and meet the relevant qualification conditions.

(3) Senior managers of private equity fund managers (including venture capital fund managers) who meet one of the following conditions may apply to the Qualification Accreditation Committee of China Fund Industry Association for qualification accreditation of fund practitioners:

A. Engaged in private equity investment (including venture capital) for 6 years or more, and participated in and successfully withdrew from at least two projects;

B. Being a senior manager in a listed company or large and medium-sized enterprise with paid-in capital of not less than RMB 65.438+0 billion, and having worked for 654.38+02 years or above;

C. Senior managers engaged in economic and social management 12 years or above;

D. He has been engaged in teaching and research work 12 years or above in universities and research institutions, and obtained the title of professor or researcher.

(3) If one of the above conditions is met, its affiliated institution or individual shall submit the following materials to China Fund Industry Association: (1) Personal qualification application; (2) personal basic information registration form.

(4) Relevant certification materials.

(1) If it meets the above condition A, it is required to submit a certificate of successful withdrawal from participating in the project and two letters of recommendation signed by industry celebrities, with the position and contact information of the recommender attached to the letter of recommendation;

(2) If the above condition B is met, relevant certificates of enterprises and individuals and two letters of recommendation signed by industry celebrities shall be submitted, and the position and contact information of the recommender shall be attached to the letter of recommendation;

(3) If the above condition C is met, submit the employment certificate issued by the relevant organization department;

(4) Those who meet the above condition D shall submit relevant qualification certificates and two letters of recommendation signed by famous people in the industry, and the letters of recommendation shall be accompanied by the positions and contact information of the referees.