Chapter I General Provisions Article 1 These Provisions are formulated in accordance with the Regulations on the Administration of Futures Trading, the Measures for the Administration of Futures Exchanges and the Measures for the Supervision and Administration of Futures Companies in order to strengthen the supervision of the futures market, protect the legitimate rights and interests of customers, maintain the order of the futures market, guard against risks and improve the efficiency of market operation. Article 2 Futures companies shall abide by these Provisions when accepting clients' entrustment, applying for trading codes of domestic futures exchanges, modifying clients' data, revoking trading codes, managing clients' data, regulating accounts and dormant management. Article 3 When a futures company opens an account for a customer, it shall examine the customer's account opening information to ensure that the account opening information is compliant, true, accurate and complete. Article 4 China Futures Market Monitoring Center Co., Ltd. (hereinafter referred to as the Monitoring Center) shall, in accordance with these Provisions, formulate specific implementation rules related to the unified account opening business in the futures market and undertake the specific implementation of the unified account opening business in the futures market. A futures company shall apply for and cancel the trading codes of various futures exchanges for customers through the monitoring center, and modify the customer information related to the trading codes. Article 5 The monitoring center shall establish and maintain a unified account opening system for customers in the futures market (hereinafter referred to as the unified account opening system), recheck the customer data submitted by futures companies, and forward the rechecked customer data to relevant futures exchanges. Article 6 After receiving the application materials for customer transaction codes forwarded by the monitoring center, the futures exchange shall allocate, distribute and manage the customer transaction codes according to the business rules of the futures exchange, and feed back the processing results of various applications to the futures company through the monitoring center. Article 7 The monitoring center shall establish a unified account opening code for each customer, and establish the corresponding relationship between the unified account opening code and the trading codes of customers in various futures exchanges. Article 8 China Securities Regulatory Commission (hereinafter referred to as China Securities Regulatory Commission) and its dispatched offices shall supervise and manage the accounts opened by customers in the futures market according to law.

China Futures Association and Futures Exchange shall conduct self-discipline management of accounts opened by customers in the futures market according to law. Chapter II Application of Customer Account Opening and Transaction Coding Article 9 A customer account opening shall comply with the Regulations on the Administration of Futures Trading and the relevant provisions of the China Securities Regulatory Commission, and meet the following requirements of the real-name registration system:

(a) customers should provide valid identity documents when opening an account;

(2) Individual customers should handle the account opening formalities in person and sign the account opening materials, and may not entrust others to handle it on their behalf;

(3) The enterprise customer issues the enterprise customer power of attorney, the valid identity certificate of the account opening agent and other account opening certificates;

(four) the name of the customer in the futures brokerage contract and futures settlement account is consistent with the name in the valid identity certificate;

(5) Fill in the customer information in the account opening materials such as futures brokerage contracts truly, completely and accurately.

The valid identification documents of individual customers, corporate customers and account opening agents shall be stipulated separately by the monitoring center in the implementation rules. Article 10 A futures company shall conduct the following real-name registration system audit on its customers:

(a) to verify whether individual customers open accounts in person and whether corporate customers open accounts with valid identity documents through authorized account opening agents;

(2) Ensure that the customer's name recorded in the customer transaction code application form, futures settlement account registration form, futures brokerage contract and other account opening materials is consistent with the name in the valid identification document. Article 11 When a customer opens an account, the futures company shall collect and submit the following image data of the customer in real time according to the requirements of the monitoring center:

(a) the positive photos of individual customers and scanned copies of valid identity documents;

(2) The head photo of the account opening agent of the company's customers, the scanned copy of the valid identity certificate of the account opening agent and the scanned copy of the valid identity certificate of the company's customers;

(three) other video materials specified by the monitoring center in the implementation rules. Article 12 Where a securities company accepts the entrustment of a futures company to assist in opening an account according to law, it shall verify the true identity of the customer in accordance with the requirements of these Provisions, check that the account name of the customer's futures settlement account is consistent with the account name in the valid identification documents, collect and save the image data of the customer, and submit it to the futures company for examination, account opening and archiving together with other account opening materials. Article 13 A futures company shall, in accordance with the regulations of the monitoring center, centrally and uniformly store the customer image data in the company headquarters in the form of electronic files, and file them together with other account opening data for future reference. All business departments, branches and other branches shall ensure that they can inquire about account opening information such as customer video materials. Article 14 A futures company shall not sign futures brokerage contracts with customers who do not meet the requirements of real-name registration system, nor shall it apply for trading codes for customers who have not signed futures brokerage contracts. Article 15 When applying for trading codes for customers, a futures company shall submit an application for trading codes for customers to the monitoring center. The contents of the client's transaction code application shall be complete and consistent with the contents recorded in the futures brokerage contract. Article 16 When applying for trading codes for corporate clients, a futures company shall submit a scanned copy of the valid identity documents of the corporate clients to the monitoring center according to the specified requirements.